Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Ronald Gagnon Sr.Pruco Securities, LLC.MML Investors Services, LLC$5005-21-2019
Jordan Reed BrammerCitizens Securities, Inc.MML Investors Services, LLC04-30-2018
Michael David HatemCitizens Securities, Inc.MML Investors Services, LLC04-30-2018
Katherine L. CarlsonAXA Advisors, LLCMML Investors Services, LLC04-16-2018
James Theocharis DimosLPL Financial LLCMML Investors Services, LLC10-06-2017
Gary Stephen DionneAmeriprise Financial Services, Inc.MML Investors Services, LLC$2506-29-2017
Christopher Robert DubeCitizens Securities, Inc.MML Investors Services, LLC01-14-2016
Evan Derick Hugh RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-22-2015
Marcel Gerard Robidas Jr.Citizens Securities, Inc.MML Investors Services, LLC05-12-2015
Stuart Jeffrey BronsonCambridge Investment Research, Inc.MML Investors Services, LLC11-01-2013
Todd Michael FischerCitizens Securities, Inc.MML Investors Services, LLC07-30-2013
Robert Byron TrudoVALIC Financial Advisors, Inc.MML Investors Services, LLC02-13-2013
Jared Wieland AndersonLPL Financial LLCMML Investors Services, LLC$1007-21-2010
Melvin Lee GrossLincoln Financial Securities CorporationMML Investors Services, LLC04-24-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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