Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Elizabeth ToomeyAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2019
Ryan BouchardAmeriprise Financial Services, Inc. Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12005-31-2019
Ron ElliardSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Jared Correa PetrizziInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Robert Bird Harris Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-15-2017
Daniel August RingelsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Steven Elliot BrickerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-08-2015
Sharon R. FredetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
John S PappasRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-14-2014
Hope Worrell MartinVigilant Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2014
Zachary Edward SlaterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2013
Justin W JarvisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2013
Patrick John GillisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Matthew Michael BeckerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2013
Frederick William HadlowWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2012
Thomas Francis TimponeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-03-2010
Harry Leon TokatlianBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Chad A TsounisVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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