Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Gail SycamoreAmeriprise Financial Services, LLCMorgan Stanley01-30-2019
Matthew Charles ElkinAmeriprise Financial Services, LLCMorgan Stanley10-12-2012
Joseph George OKeefeAmeriprise Financial Services, LLCMorgan Stanley$5002-17-2012
Stephen Michael LamoureuxAmeriprise Financial Services, LLCMorgan Stanley$2505-28-2010
Cynthia Louise KordysCentaurus Financial, Inc.Morgan Stanley07-24-2013
Christel SmitFidelity Brokerage Services LLCMorgan Stanley04-02-2019
Danielle Candice HamerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-15-2019
Ian Brian MacdermottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2015
John Rice Alan Scalingi Andrew GithmarkRaymond JamesMorgan Stanley$23506-10-2016
Chris ReaneyRaymond JamesMorgan Stanley$11012-06-2013
Erica Marie KellyRaymond James Financial Services, Inc.Morgan Stanley02-20-2018
Alan John ScalingiRaymond James Financial Services, Inc.Morgan Stanley06-10-2016
John Alexander RiceRaymond James Financial Services, Inc.Morgan Stanley$5006-10-2016
Andrew Edward GithmarkRaymond James Financial Services, Inc.Morgan Stanley$25006-10-2016
Christopher John ReaneyRaymond James Financial Services, Inc.Morgan Stanley12-06-2013
Anka VidacicRaymond James Financial Services, Inc.Morgan Stanley$5012-06-2013
Valarie MargaritopoulosRaymond James Financial Services, Inc.Morgan Stanley11-12-2013
Douglas James ThompsonRBC Capital Markets, LLCMorgan Stanley10-17-2014
Kirk Driver MillerRBC Capital Markets, LLCMorgan Stanley06-12-2009
Richard John Demarco JrUBS Financial Services Inc.Morgan Stanley02-13-2014
Lindsey Norris Polhemus JrUBS Financial Services Inc.Morgan Stanley01-25-2012
Andrea Carleton LandiniUBS Financial Services Inc.Morgan Stanley08-19-2010
Charles Ingram DennisWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-11-2011
Ralph Edward CaputoWells Fargo Advisors Financial Network, LLCMorgan Stanley01-21-2011
David GerasinWells Fargo Clearing Services, LLCMorgan Stanley$6506-15-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.