Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Driver MillerRBC Capital Markets, LLCMorgan Stanley06-12-2009
Stephen Michael LamoureuxAmeriprise Financial Services, Inc.Morgan Stanley$1005-28-2010
Andrea Carleton LandiniUBS Financial Services Inc.Morgan Stanley08-19-2010
Charles Ingram DennisWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-11-2011
Jeffrey Lynn PaulsonWells Fargo Clearing Services, LLCMorgan Stanley07-08-2011
Albert Damian SampsonWells Fargo Clearing Services, LLCMorgan Stanley11-18-2011
Douglas Andrew NelsonWells Fargo Clearing Services, LLCMorgan Stanley01-13-2012
Lindsey Norris Polhemus Jr.UBS Financial Services Inc.Morgan Stanley01-25-2012
Joseph George O'KeefeAmeriprise Financial Services, Inc.Morgan Stanley$5002-17-2012
Robert Robbins, Colleen FarleyWells Fargo AdvisorsMorgan Stanley$18004-17-2012
David GerasinWells Fargo AdvisorsMorgan Stanley$6506-15-2012
David Michael GerasinWells Fargo Advisors Financial Network, LLCMorgan Stanley06-15-2012
Matthew Charles ElkinAmeriprise Financial Services, Inc.Morgan Stanley10-12-2012
Chris ReaneyRaymond JamesMorgan Stanley$11012-06-2013
Richard John Demarco Jr.UBS Financial Services Inc.Morgan Stanley$5002-13-2014
Ian Brian MacdermottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-27-2015
James E FarnhamLPL Financial LLCMorgan Stanley02-12-2016
Kelly Coughlin DecourcyWells Fargo Clearing Services, LLCMorgan Stanley$25004-01-2016
John Rice, Alan Scalingi, Andrew GithmarkRaymond JamesMorgan Stanley$23506-10-2016
John Alexander RiceRaymond James Financial Services, Inc.Morgan Stanley$5906-10-2016
Andrew Edward GithmarkRaymond James Financial Services, Inc.Morgan Stanley$5006-10-2016
Alan John ScalingiRaymond James Financial Services, Inc.Morgan Stanley06-10-2016
Mary Gail SycamoreAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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