Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danielle Candice HamerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-15-2019
Christel SmitFidelity Brokerage Services LLCMorgan Stanley04-02-2019
Mary Gail SycamoreAmeriprise Financial Services, LLCMorgan Stanley01-30-2019
Andrew L. LewisNYLIFE Securities LLCMorgan Stanley02-03-2017
Alan John ScalingiRaymond James Financial Services, Inc.Morgan Stanley06-10-2016
Kelly Coughlin DecourcyWells Fargo Clearing Services, LLCMorgan Stanley04-01-2016
James E FarnhamLPL Financial LLCMorgan Stanley02-12-2016
Andrew Joseph CamlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-30-2015
Patrick Thomas SullivanMML Investors Services, LLCMorgan Stanley03-25-2014
Thomas Justin GalanteCetera Investment Services LLCMorgan Stanley10-28-2013
Guy William ZiriakEdward JonesMorgan Stanley12-11-2012
Matthew Charles ElkinAmeriprise Financial Services, LLCMorgan Stanley10-12-2012
Olcott Mitchell BrownLincoln Financial Securities CorporationMorgan Stanley10-04-2012
Filippo Paolo FrecciaFidelity Brokerage Services LLCMorgan Stanley09-26-2012
David Michael GerasinWells Fargo Advisors Financial Network, LLCMorgan Stanley06-15-2012
Robert RobbinsWells Fargo Advisors Financial Network, LLCMorgan Stanley04-16-2012
Joseph George O'KeefeAmeriprise Financial Services, LLCMorgan Stanley02-17-2012
Lindsey Norris Polhemus Jr.UBS Financial Services Inc.Morgan Stanley01-25-2012
Douglas Andrew NelsonWells Fargo Clearing Services, LLCMorgan Stanley01-13-2012
Albert Damian SampsonWells Fargo Clearing Services, LLCMorgan Stanley11-18-2011
Jeffrey Lynn PaulsonWells Fargo Clearing Services, LLCMorgan Stanley07-08-2011
Douglas Scott Keith Jr.Cantella & Co., Inc.Morgan Stanley10-25-2010
Andrea Carleton LandiniUBS Financial Services Inc.Morgan Stanley08-19-2010
Christopher Cook Leith HartmanThe Kelt Group, LLCMorgan Stanley05-28-2010
Thomas Paul SileoRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.