Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian William OttCitizens Securities, Inc.NYLIFE Securities LLC12-06-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Joseph Robert Perusse IICitizens Securities, Inc.NYLIFE Securities LLC04-01-2019
Mitchell Aaron HayesMML Investors Services, LLCNYLIFE Securities LLC02-19-2019
Kenneth Arthur CormierAllstate Financial Services, LLCNYLIFE Securities LLC12-10-2018
Thomas John VilleneuveCitizens Securities, Inc.NYLIFE Securities LLC08-07-2018
Jay Anthony CheerVALIC Financial Advisors, Inc.NYLIFE Securities LLC06-27-2018
Erin Katherine HettPruco Securities, LLC.NYLIFE Securities LLC04-25-2016
Thomas Joseph Omalley Jr.Citizens Securities, Inc.NYLIFE Securities LLC12-28-2015
Alexander George MorellaFidelity Brokerage Services LLCNYLIFE Securities LLC08-28-2015
Glen Matthew HamelLPL Financial LLCNYLIFE Securities LLC01-14-2015
Marcel Gerard Robidas Jr.MML Investors Services, LLCNYLIFE Securities LLC11-13-2014
Joel Madison HaartzNYLIFE Securities LLCNYLIFE Securities LLC06-01-2014
Brian Patrick HurleyMML Investors Services, LLCNYLIFE Securities LLC12-13-2011
Jeremy Todd LindquistMML Investors Services, LLCNYLIFE Securities LLC08-12-2011
Brian Matthew DuncanCitizens Securities, Inc.NYLIFE Securities LLC$1010-24-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.