Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Martin MurrayCambridge Investment Research, Inc.UBS Financial Services Inc.01-01-2009
James Leland PutnamAmeriprise Financial Services, LLCUBS Financial Services Inc.$1001-14-2009
Kristina Louise IckesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-29-2009
Mark Daniel WhitneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1004-09-2010
Robert Elliott DunlapMorgan StanleyUBS Financial Services Inc.$2512-12-2012
Daniel M CohenCohen Investment Advisors, LLCUBS Financial Services Inc.10-21-2013
Christopher Bradley AyerAmeriprise Financial Services, LLCUBS Financial Services Inc.$2501-08-2016
Justin Michael MucciCharles Schwab & Co., Inc.UBS Financial Services Inc.02-09-2016
Steven Michael RyanAmeriprise Financial Services, LLCUBS Financial Services Inc.$5004-01-2016
Julie Marie PomeroyRaymond James Financial Services, Inc.UBS Financial Services Inc.01-27-2017
George David FlandersWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Miles E LevineAmeriprise Financial Services, LLCUBS Financial Services Inc.11-19-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.