Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Joseph MooreAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$5005-01-2009
Graeme William LambAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.03-27-2009
Brian J. CaldwellAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.03-23-2009
Nicholas TrombettaAmeriprise Financial Services, Inc.BlackRock Investments, LLC03-16-2017
Rick Paul CecchettiAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.$5012-01-2017
Robert Andrew MartinAmeriprise Financial Services, Inc.Citizens Securities, Inc.10-31-2016
Anthony M. ZanettiAmeriprise Financial Services, Inc.Eaton Vance Distributors, Inc.03-27-2019
Kim Elizabeth CasteloAmeriprise Financial Services, Inc.Edward Jones06-27-2018
Scott Allington TrendellAmeriprise Financial Services, Inc.Edward Jones$10007-29-2016
Joshua Ryan ChabotAmeriprise Financial Services, Inc.Edward Jones12-11-2015
Andrew Peter LaneAmeriprise Financial Services, Inc.HD Vest Investment Services12-04-2015
Jdaniel Daniel DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services$5005-22-2015
Adam DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
Timothy Joseph DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
James LivolsiAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation08-28-2013
Tammy Lee LavertueAmeriprise Financial Services, Inc.LPL Financial LLC05-19-2017
Steven Laurent BissonnetteAmeriprise Financial Services, Inc.LPL Financial LLC$2505-16-2014
Robert Bird Harris Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-15-2017
Gary Stephen DionneAmeriprise Financial Services, Inc.MML Investors Services, LLC$2506-29-2017
Mary Gail SycamoreAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Matthew Charles ElkinAmeriprise Financial Services, Inc.Morgan Stanley10-12-2012
Joseph George O'KeefeAmeriprise Financial Services, Inc.Morgan Stanley$5002-17-2012
Stephen Michael LamoureuxAmeriprise Financial Services, Inc.Morgan Stanley$1005-28-2010
Robert Nils StreedAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$16708-26-2016
Kendra Elaine KearneyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-08-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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