Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Franz SchulzCitizens Securities, Inc.Fidelity Brokerage Services LLC12-09-2019
Brian William OttCitizens Securities, Inc.NYLIFE Securities LLC12-06-2019
Carleton Frederick EllisCitizens Securities, Inc.Infinex Investments, Inc.08-01-2019
Zachary MagistroCitizens Securities, Inc.Santander Securities LLC06-11-2019
Joseph Robert Perusse IICitizens Securities, Inc.NYLIFE Securities LLC04-01-2019
Ardit HuruglicaCitizens Securities, Inc.Santander Securities LLC02-26-2019
Biren PatelCitizens Securities, Inc.Pruco Securities, LLC.02-19-2019
Brian Matthew DuncanCitizens Securities, Inc.NYLIFE Securities LLC$10010-24-2018
Thomas John VilleneuveCitizens Securities, Inc.NYLIFE Securities LLC$10008-07-2018
Lawrence R MoschiniCitizens Securities, Inc.Edward Jones06-29-2018
Jordan Reed BrammerCitizens Securities, Inc.MML Investors Services, LLC04-30-2018
Michael David HatemCitizens Securities, Inc.MML Investors Services, LLC04-30-2018
Mark David RossCitizens Securities, Inc.LPL Financial LLC03-27-2018
Valerie R. BouraphaelCitizens Securities, Inc.Santander Securities LLC01-02-2018
Kieth Lu TongCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-09-2017
Kevin Matthew GrossoCitizens Securities, Inc.Edward Jones02-08-2017
Donna Noelle FaillaCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC01-06-2017
Morgan Elizabeth MacieCitizens Securities, Inc.Purshe Kaplan Sterling Investments$15012-27-2016
Brian Christopher HarrisonCitizens Securities, Inc.T3 Trading Group, LLC12-19-2016
Scott M GillmanCitizens Securities, Inc.VALIC Financial Advisors, Inc.$10008-24-2016
Keith William MistrettaCitizens Securities, Inc.Ameriprise Financial Services, Inc.05-23-2016
Jason Jeffrey BelyeaCitizens Securities, Inc.Santander Securities LLC$10001-26-2016
Christopher Robert DubeCitizens Securities, Inc.MML Investors Services, LLC$10001-14-2016
Thomas Joseph Omalley Jr.Citizens Securities, Inc.NYLIFE Securities LLC12-28-2015
Robert Andrew MartinCitizens Securities, Inc.Strategic Advisers LLC11-03-2015
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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