Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristy K WarmerdamLPL Financial LLCHilltop Securities Independent Network Inc.$2507-15-2019
John Forest RyderLPL Financial LLCSagePoint Financial, Inc.$2506-20-2019
Taylor A. FloodLPL Financial LLCSignator Investors, Inc.08-22-2018
Kathleen Eileen SweeneyLPL Financial LLCAmeriprise Financial Services, Inc.$1008-15-2018
Byron William RooksLPL Financial LLCLincoln Financial Securities Corporation06-11-2018
Wayne Allen SmithLPL Financial LLCMoors & Cabot, Inc.$1,00003-29-2018
James David McCarthyLPL Financial LLCINVEST Financial Corporation$13802-14-2018
Keith Alan MansfieldLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Anne Hackett MurrayLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Steven George TybusLPL Financial LLCINVEST Financial Corporation02-14-2018
Katalin Maria OrbanLPL Financial LLCForesters Financial Services, Inc.01-11-2018
Becky VittumLPL Financial LLCRaymond James$6011-29-2017
James Theocharis DimosLPL Financial LLCMML Investors Services, LLC10-06-2017
Scott James McGuireLPL Financial LLCNext Financial Group, Inc.$10009-15-2017
Beverly Marie KetelLPL Financial LLCCitizens Securities, Inc.11-07-2016
Craig Alan GroverLPL Financial LLCMid Atlantic Capital Corporation$5011-02-2016
Christopher Francis MichalmanLPL Financial LLCLincoln Financial Advisors Corporation$2710-07-2016
Paul Steven HartwellLPL Financial LLCCitizens Securities, Inc.08-31-2016
Michael FetznerLPL Financial LLCRoyal Alliance$6806-24-2016
Michael Joseph FetznerLPL Financial LLCRoyal Alliance Associates, Inc.$2506-24-2016
Lloyd William DarlingLPL Financial LLCAdirondack Trading Group LLC05-09-2016
James E FarnhamLPL Financial LLCMorgan Stanley02-12-2016
David HatfieldLPL Financial LLCCCO Investment Services$7511-30-2015
Paul PignoneLPL Financial LLCFidelity$7509-01-2015
Irina V. AndreasenLPL Financial LLCEdward Jones$1006-15-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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