Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Charles HoltRaymond James Financial Services, Inc.Edward Jones09-17-2020
Dylan Thomas BakerRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors06-13-2019
Constantine HarrisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-24-2018
Faith HarringtonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$25005-24-2018
Steven Joseph SpainRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-03-2018
Wayne Earle McCormickRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1605-03-2018
Erica Marie KellyRaymond James Financial Services, Inc.Morgan Stanley02-20-2018
Liana Marie PoodiackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10011-03-2016
Carl John GravinaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15011-03-2016
Jessica Lynn LubanskiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-03-2016
Joshua Ian HouleRaymond James Financial Services, Inc.Edward Jones$25011-03-2016
Travis James PoodiackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15011-03-2016
Alan John ScalingiRaymond James Financial Services, Inc.Morgan Stanley06-10-2016
John Alexander RiceRaymond James Financial Services, Inc.Morgan Stanley$5006-10-2016
Andrew Edward GithmarkRaymond James Financial Services, Inc.Morgan Stanley$25006-10-2016
Matthew Lewis MadeiraRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-25-2016
R Chris NeeRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.11-12-2015
Gary J WalkerRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$3509-09-2015
Steven Elliot BrickerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2015
Sharon Rose HarkinsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
John S PappasRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2014
Christopher John ReaneyRaymond James Financial Services, Inc.Morgan Stanley12-06-2013
Anka VidacicRaymond James Financial Services, Inc.Morgan Stanley$5012-06-2013
Valarie MargaritopoulosRaymond James Financial Services, Inc.Morgan Stanley11-12-2013
Michael Lee PaquetteRaymond James Financial Services, Inc.Citizens Securities, Inc.05-02-2011
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.