Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared CookFidelity Personal and Workplace AdvisorsTD Ameritrade Investment Management, LLC10-07-2020
Michelle Anne Kaufman GulkoDynamic Wealth AdvisorsFidelity Personal and Workplace Advisors10-06-2020
Elizabeth EchavarriaLPL Financial LLCSantander Securities LLC10-02-2020
Allison DelayRBC Capital Markets, LLCMorgan Stanley10-02-2020
Maria GaspariRBC Capital Markets, LLCMorgan Stanley10-02-2020
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Donald Clinton RogersInfinity Financial Services AdvisoryJeffrey Matthews Wealth Management, LLC09-30-2020
Matthew Isaac SecemskiMorgan StanleySummit Financial, LLC09-30-2020
Gary Henry HirshAtlas Fiduciary Financial, LLCStonegate Wealth Management, LLC09-29-2020
Mary T McGovernMorgan StanleyM&T Securities, Inc.09-29-2020
Ryan William PetersLPL Financial LLCRoyal Alliance Associates, Inc.09-29-2020
Mario Everildo Rivero JrLPL Financial LLCWells Fargo Clearing Services, LLC09-29-2020
Mark Julian NewfieldPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC09-24-2020
Angela Pridgen LessorPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC09-24-2020
Patrick James DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
Steven GrossbardPruco Securities, LLC.First Allied Securities, Inc.$5009-23-2020
James Harry DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
Stephen Charles CraffenAtlas Fiduciary Financial, LLCStonegate Wealth Management, LLC09-21-2020
Joseph SreshtaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC$15009-16-2020
Yousef Ali KhanLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-16-2020
Ethan Edward WagnerPark Avenue Securities LLCEdward Jones09-16-2020
Ernest Mark CaponegroAmerican Portfolios Financial Services, Inc.National Securities Corporation$15009-14-2020
Jeffrey Mark WinstonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
Paul KuleskaCetera Investment Services LLCPNC Investments09-14-2020
Uri Menachem FleischmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2020
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Showing 1 to 25 of 4,504 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.