Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph CostelloLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2020
Zach Michael BromleyLPL Financial LLCWells Fargo Clearing Services, LLC$15005-15-2020
Richard Paul MorrowLPL Financial LLCSagePoint Financial, Inc.05-13-2020
Michael Francis GradyLPL Financial LLCSagePoint Financial, Inc.$5005-07-2020
Victor MaccagnanAXA AdvisorsM Holdings Securities$705-06-2020
William TaylorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Joseph K. PedersenPruco Securities, LLC.Pruco Securities, LLC.04-15-2020
Michael Thomas JonesPruco Securities, LLC.Morgan Stanley04-13-2020
Daniel William LoftusMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors$1004-13-2020
Agne MirFidelity Brokerage Services LLCSantander Securities LLC04-10-2020
Michael Andre MacieiraPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Derek Eliot DobinPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
Christopher Joseph EstevezOppenheimer & Co. Inc.RBC Capital Markets, LLC$5004-08-2020
Justin Tyler FendrickUBS Financial Services Inc.UBS Financial Services Inc.04-08-2020
Neil Anthony RennerAXA Advisors, LLCMML Investors Services, LLC04-07-2020
Wooldy PierreFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC04-06-2020
Nicholas T WennesUBS Financial Services Inc.UBS Financial Services Inc.04-06-2020
Donald Drew SiokJSC Advisors, LLCJSC Advisors, LLC04-03-2020
John Anthony CarneyJSC Advisors, LLCJSC Advisors, LLC$15004-03-2020
Joanne Marie RohlfsHighTower Securities, LLCUBS Financial Services Inc.04-02-2020
Kevin Joseph BertoncinUBS Financial Services Inc.Fidelity Personal and Workplace Advisors04-02-2020
Eric S. JohnsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
John David DanzerThe Investment Advisor Alliance LLCCitizens Securities, Inc.04-01-2020
Lillian Sophia RealphTransamerica Financial Advisors, IncThe Huntington Investment Company03-31-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.