Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22512-06-2018
Morris MayerfieldLPL FinancialCadaret Grant$17011-21-2018
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-19-2018
Mary PascarellaLPL FinancialCetera$11011-08-2018
Ken NeumanSteward PartnersMorgan Stanley Wealth Management$13510-05-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9209-18-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
David ManningStifel Nicolaus & Co.Wells Fargo Advisors$14009-04-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Michael Gee, Andrea Savva, Raymond LeeRBC Wealth ManagementMerrill Lynch$19007-12-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
Margaret HillWells Fargo AdvisorsBank of America Merrill Lynch$7004-27-2018
Steve Battel, Rob Yevchak, Bruce Battel, Nancy HurstKestra FinancialWells Fargo Advisors$30004-25-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Dennis HallWells Fargo AdvisorsBank of America Merrill Lynch$20001-24-2018
John DeAltoCapitol SecuritiesRBC Wealth Management$37501-05-2018
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Robert ReidingerLPL FinancialWells Fargo Advisors$5511-17-2017
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Showing 1 to 25 of 165 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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