Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.01-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.01-02-2019
Charles George ByronFidelity Brokerage Services LLC1st Global Capital Corp.$5004-27-2015
Albert Edward TaylorM Holdings Securities, Inc.1st Global Capital Corp.07-09-2013
Randolph Aaron ReinwasserSolitude Canyon Investment Advisors, LLC401K FINANCIAL ADVISOR, LLC01-01-2010
Michael Gerard PentoPento Portfolio Strategies, LLCA.G.P / Alliance Global Partners11-04-2011
Eileen M StevensRegentAtlanticAbacus Planning Group, Inc.01-10-2020
Thomas James BellPNC InvestmentsAbel Noser, LLC.10-20-2017
Robert C HollyMorgan StanleyAcademy Securities, Inc.02-06-2020
George Brailsford WislarPrinceton Global Asset Management LLCAcuity Wealth Management, LLC03-18-2020
Stephen Edwin EvansSystematic Alpha Investments, LLCAdvisory Research Inc08-10-2018
Michael Herbert RosenthalPrivate Advisor Group, LLCAdvisory Services Network06-19-2018
Dean Robert LouckaUBS Financial Services Inc.AE Wealth Management, LLC07-28-2017
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Elizabeth Anne NewmanVALIC Financial Advisors, Inc.Aegis Capital Corp.04-18-2013
Joshua Robert BargNational Securities CorporationAegis Capital Corp.$5003-13-2009
Gregory J LaneWellfit FinancialAegis Financial Group, Inc.$10003-26-2009
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc12-19-2018
Bret KayeWealth Enhancement Advisory Services, LLCAEPG WEALTH STRATEGIES12-05-2019
Alexander Joseph VaccarellaWealth Enhancement Advisory Services, LLCAEPG WEALTH STRATEGIES10-11-2019
Peter C HoglundWealth Enhancement Advisory Services, LLCAEPG WEALTH STRATEGIES10-09-2019
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Showing 1 to 25 of 4,504 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.