Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Albert Edward TaylorM Holdings Securities, Inc.1st Global Capital Corp.07-09-2013
Randolph Aaron ReinwasserSolitude Canyon Investment Advisors, LLC401K FINANCIAL ADVISOR, LLC01-01-2010
Michael Gerard PentoPento Portfolio Strategies, LLCA.G.P. / Alliance Global Partners11-04-2011
Timothy Allen ThelenAeon Capital IncAccelerated Capital Group01-06-2018
Dean Steven GrossFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Kyle BorkowskiFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Stephen Edwin EvansSystematic Alpha Investments, LLCAdvisory Research Inc08-10-2018
Dean Robert LouckaUBS Financial Services Inc.AE Wealth Management, LLC07-28-2017
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Vladimir NagelNational Securities CorporationAegis Capital Corp.10-21-2015
Elizabeth Anne NewmanVALIC Financial Advisors, Inc.Aegis Capital Corp.04-18-2013
Gregory J LaneWellfit FinancialAegis Financial Group, Inc.03-26-2009
Robert GleasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAgile PT Group LLC09-21-2012
Fred AbramsAllstate Financial Services, LLCAIG Capital Services, Inc.07-20-2016
Eric Louis GaborEagle Grove Advisors LLCAJ Wealth05-18-2016
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
Patrick Frank Watson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
Mario DigiacomoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.08-06-2012
Allen Carl GrommetAmerican Portfolios Financial Services, Inc.Allied Beacon Partners, Inc.08-05-2013
Kim TrzeciakGeorge McKelvey Co., Inc.Allied Beacon Partners, Inc.04-25-2013
Next Page »

Showing 1 to 25 of 4,010 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.