Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Diane Frances De Oliveira1st Global Capital Corp.Cadaret, Grant & Co., Inc.$707-28-2014
Ronald Vincent Donato Jr.1st Global Capital Corp.Valley Forge Asset Management, LLC$5002-24-2014
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
Melinda B Gaertner1st Global Capital Corp.LPL Financial LLC02-01-2011
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$25004-06-2010
Albert Gary ShillingA. Gary Shilling & Co.Thornhill Securities, Inc.04-25-2017
Douglas Charles Robb Jr.ABC Wealth IncCUSO Financial Services, L.P.09-30-2016
GARY BRUCE BERDOFFAcuity Wealth Management, LLCOptimal Capital Advisors, LLC10-28-2013
George Brailsford WislarAcuity Wealth Management, LLCOptimal Capital Advisors, LLC09-04-2013
John James Bruggemann Jr.Advisors Capital Management, LLCGirard Securities, Inc.04-29-2015
Jeffrey P DeissAdvisors Capital Management, LLCKestra Investment Services, LLC04-20-2015
Gary Steven HimberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5003-09-2017
Catherine Priscilla Walsh-RooheAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Thomas Michael DolanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$15002-16-2017
Antony Mason Sr.Aegis Capital Corp.National Securities Corporation01-24-2017
Michael Jeffrey CraneAegis Capital Corp.National Securities Corporation$2501-24-2017
Kayvan KaroonAegis Capital Corp.National Securities Corporation01-23-2017
Dawn Marie SharpeAegis Capital Corp.National Securities Corporation08-05-2016
Dennis William TapinekisAegis Capital Corp.National Securities Corporation$2508-05-2016
Joseph Peter CarraraAegis Capital Corp.National Securities Corporation08-05-2016
M B SchreiberAegis Capital Corp.National Securities Corporation$5008-05-2016
Michael Francis Jennetta Sr.Aegis Capital Corp.The Investment Center, Inc.$15009-16-2014
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Showing 1 to 25 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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