Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Diane Frances De Oliveira1st Global Capital Corp.R.G Hurley & Associates, Inc.07-28-2014
Ronald Vincent Donato Jr.1st Global Capital Corp.Valley Forge Asset Management, LLC$5002-24-2014
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$15004-06-2010
Albert Gary ShillingA. Gary Shilling & Co.Thornhill Securities, Inc.04-25-2017
Douglas Charles Robb Jr.ABC Wealth IncCUSO Financial Services, L.P.09-30-2016
Matthew James FloodAbner Herrman & Brock, LLCMorgan Stanley09-06-2011
George Brailsford WislarAcuity Wealth Management, LLCOptimal Capital Advisors, LLC09-04-2013
John James Bruggemann Jr.Advisors Capital Management, LLCGirard Securities, Inc.04-29-2015
Jeffrey P DeissAdvisors Capital Management, LLCKestra Investment Services, LLC04-20-2015
Gary Steven HimberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.03-09-2017
Thomas Michael DolanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$15002-16-2017
Catherine Priscilla Walsh-RooheAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Antony Mason Sr.Aegis Capital Corp.National Securities Corporation01-24-2017
Kayvan KaroonAegis Capital Corp.National Securities Corporation01-23-2017
Mickey B SchreiberAegis Capital Corp.National Securities Corporation08-05-2016
Joseph Peter CarraraAegis Capital Corp.National Securities Corporation08-05-2016
Dennis William TapinekisAegis Capital Corp.National Securities Corporation08-05-2016
Dawn Marie SharpeAegis Capital Corp.National Securities Corporation08-05-2016
Michael Francis Jennetta Sr.Aegis Capital Corp.The Investment Center, Inc.$15009-16-2014
Charles Louis Garafano Jr.Aegis Capital Corp.GunnAllen Financial, Inc$1004-09-2010
Brendan James BogartAegis Capital Corp.GunnAllen Financial, Inc$5003-22-2010
Eric John LoganAegis Capital Corp.GunnAllen Financial, Inc$2503-22-2010
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Showing 1 to 25 of 4,006 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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