Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin J McCabe5C Capital Management, LLCCLARK DODGE ASSET MANAGEMENT, LLC04-18-2017
Albert Gary ShillingA. Gary Shilling & Co.Thornhill Securities, Inc.04-25-2017
Douglas Charles Robb JrABC Wealth IncCUSO Financial Services, L.P.09-30-2016
Yoel KaplowitzAble Wealth Management LLCSecurian Financial Services, Inc.09-05-2018
Alexander Joseph DiGregorioAbner Herrman & Brock, LLCQPLUM LLC04-09-2019
Matthew James FloodAbner Herrman & Brock, LLCMorgan Stanley09-06-2011
Levan ChubinishviliAccess WealthHennion & Walsh, Inc.07-18-2018
Eric FureyAccretive Wealth Partners, LLCRegentAtlantic03-13-2019
Gary Christopher RibeAccretive Wealth Partners, LLCMacro Consulting Group02-08-2019
Stephen Dino EspositoAccretive Wealth Partners, LLCMutual Securities, Inc.02-08-2019
James ShagawatAdvicePeriod, LLCSHAGAWAT FINANCIAL ADVISORS, LLC DBA WINDFALL WEALTH ADVISORS09-03-2019
Susan Carol KimmelAdvisors Capital Management, LLCKIMMEL, SUSAN08-09-2019
Amit ChopraAdvisors Capital Management, LLCCommonwealth Financial Network04-08-2019
John James Bruggemann JrAdvisors Capital Management, LLCGoldman Sachs Personal Financial Management04-29-2015
Jeffrey P DeissAdvisors Capital Management, LLCKestra Investment Services, LLC04-20-2015
Gary Steven HimberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5003-09-2017
Robert Henry OgradyAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$10002-22-2017
Thomas Michael DolanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$15002-16-2017
Catherine Priscilla Walsh-RooheAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Andrew Clayton WymanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-07-2017
Jonathan Michael LevarAdvisory Services NetworkEdward Jones02-21-2018
Kristin McLaughlinAdvisory Services NetworkCoastal Equities, Inc.09-25-2017
John Anthony Miller JrAdvisory Services NetworkNational Securities Corporation09-01-2016
Gary William RonanAE Wealth Management, LLCHorter Investment Management, LLC08-16-2019
Jordan GilbertiAE Wealth Management, LLCPark Avenue Securities LLC06-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.