Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard LischLisch Investment Management LLCLeigh Baldwin & Co., LLC10-28-2004
John Francis Schmidt, Thomas John McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-02-2009
Samuel John CannonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-05-2009
Lawrence Koren MalamutUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-05-2009
Stephen Siewkwan NgSagePoint Financial, Inc.American General Securities Incorporated01-05-2009
Stephen Francis Caton, Richard Scott FigueroaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Edward Patrick Scull Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15001-07-2009
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
George Michael FeldmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2009
James Francis McDavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-08-2009
Michael Robert Frost, Bradley Stephen SalerUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-08-2009
Christopher J DorsiRBC Capital Markets, LLCCitigroup Global Markets Inc.$2501-08-2009
Joseph BonacciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-09-2009
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-09-2009
Henry Paul SobotkaUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-09-2009
Joseph Gregory BauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-09-2009
Jesse Gaudenio Vitagliano, Michael Steven Brooks, Timothy M. JayneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2009
Robert MaherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Irwin Damascus Wolf III, Jay Day Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Peter P. RubolottaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Michael R. DipiernoLPL Financial LLCWells Fargo Clearing Services, LLC$20001-14-2009
Rose Dorothy Wehmeyer, Charles Paul WehmeyerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-14-2009
John William DonnellyLPL Financial LLCWells Fargo Clearing Services, LLC$10001-14-2009
Jorge Vergara Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10001-14-2009
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Showing 1 to 25 of 4,006 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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