Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David SpitalnyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLavaFlow, Inc.08-01-2010
Aaron LinScottrade, Inc.Columbus Advisory Group, Ltd.12-26-2013
Aaron Matthew VerdilePruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Aaron S StiefelPFS Investments Inc.PFS Investments Inc.03-19-2015
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Aaron William GriswoldFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-25-2018
Aaron William GriswoldJ.P. Morgan Securities LLCAXA Advisors, LLC10-10-2012
Aarushi SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
Abigail M RosenRegentAtlanticMARINER WEALTH ADVISORS06-06-2016
Abraham A. MizrahiCapital One Investment Services LLCChase Investment Services Corp.07-23-2012
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, LLC02-24-2016
Adam Clark HardingAlpha FiduciaryOXFORD INVESTMENT PARTNERS, LLC02-04-2013
Adam Craig SchachterPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC$11812-21-2017
Adam Daniel RachmanAXA Advisors, LLCAXA Advisors, LLC10-27-2015
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-18-2017
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam G. BurtonRegulus Advisors, LLCEdward Jones12-04-2018
Adam GuralnickCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2016
Adam J SkotGWN Securities Inc.Hornor, Townsend & Kent, LLC08-16-2016
Adam J SkotHornor, Townsend & Kent, LLCAXA Advisors, LLC09-30-2013
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Adam J. TrigliaCapital Guardian, LLCAPW Capital, Inc.08-12-2015
Adam Jay SellensAeon Capital IncAccelerated Capital Group12-21-2017
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Showing 1 to 25 of 7,430 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.