Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron James WinningGoldman Sachs Personal Financial ManagementU.S. Bancorp Investments, Inc.06-15-2020
Aarushi Y PathakMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
Abigail M RosenRegentAtlanticMARINER WEALTH ADVISORS06-06-2016
Abraham ItaniItani Wealth ManagementWealth Management LLC07-25-2019
Adam Andrew KiralyLodestar Advisory Group, LLCEdward Jones04-10-2019
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, LLC02-24-2016
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2017
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$28308-23-2011
Adam J SkotGWN Securities Inc.Hornor, Townsend & Kent, LLC08-16-2016
Adam J WeisbergPruco Securities, LLC.Equitable Advisors, LLC04-28-2015
Adam JESSE GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-19-2011
Adam Joseph LeoneModera Wealth Management, LLCMODERA WEALTH MANAGEMENT01-03-2011
Adam Lewis SeigelAmerican Portfolios Financial Services, Inc.SagePoint Financial, Inc.$2508-31-2020
Adam Matthew AltmanFidelity Brokerage Services LLCEquitable Advisors, LLC07-12-2010
Adam TettMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC05-08-2015
Adam Thomas KazalskiEquitable Advisors, LLCInternational Planning Alliance, LLC08-12-2011
Adam Van Voorhis PuffHaddonfield Financial Planning LLCSecurities America, Inc.$1909-27-2018
Adam WeinbaumNetwork 1 Financial Securities Inc.J.H. Darbie & Co., Inc.06-22-2017
Adam ZielinskiCommonwealth Financial NetworkEquitable Advisors, LLC11-19-2018
Adele Millicent PolakoffWinslow, Evans & Crocker, Inc.Morgan Stanley$15010-05-2018
Afaf Ahmed ZaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-10-2017
Agne MirFidelity Brokerage Services LLCSantander Securities LLC04-10-2020
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Showing 1 to 25 of 4,504 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.