Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David SpitalnyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLavaFlow, Inc.08-01-2010
Aaron Matthew VerdilePruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Aaron Mitchell RabinLPL Financial LLCNational Planning Corporation11-29-2017
Aaron Thomas HanszSymphonic Securities LLCLPL Financial LLC$104-24-2019
Aaron Thomas HanszSymphonic Securities LLCLPL Financial LLC$104-24-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Aaron William GriswoldJ.P. Morgan Securities LLCAXA Advisors, LLC10-10-2012
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-09-2018
Abraham A. MizrahiCapital One Investment Services LLCChase Investment Services Corp.07-23-2012
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam WeinbaumNetwork 1 Financial Securities Inc.J.H. Darbie & Co., Inc.06-22-2017
Adam ZielinskiAXA Advisors, LLCCitigroup Global Markets Inc.07-21-2009
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Adam Colin DesimoneAllstate Financial Services, LLCTerranova Capital Equities, Inc06-01-2017
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2017
Adam Eric FriemanUBS Financial Services Inc.Olympus Securities, LLC06-25-2015
Adam G. BurtonRegulus Advisors, LLCEdward Jones$112-04-2018
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Adam J SkotGWN Securities Inc.Hornor, Townsend & Kent, LLC08-16-2016
Adam J SkotHornor, Townsend & Kent, LLCAXA Advisors, LLC09-30-2013
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Adam Jesse GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-19-2011
Adam Joseph TrigliaCapital Guardian, LLCAPW Capital, Inc.08-12-2015
Adam Matthew AltmanStrategic Advisers LLCAXA Advisors, LLC08-24-2010
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Showing 1 to 25 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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