Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aleksander WinterPNC InvestmentsT3 Trading Group, LLC04-27-2016
Aaron David SpitalnyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLavaFlow, Inc.08-01-2010
Aaron Matthew VerdilePruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Aaron Thomas HanszPrivate Advisor Group, LLCLPL Financial LLC01-19-2017
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Aaron William GriswoldJ.P. Morgan Securities LLCAXA Advisors, LLC10-10-2012
Aarushi SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Aayushi JainWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)NYLIFE Securities LLC05-11-2017
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-09-2018
Abigail M RosenRegentAtlanticMARINER WEALTH ADVISORS06-06-2016
Abraham A. MizrahiCapital One Investment Services LLCChase Investment Services Corp.07-23-2012
Abraham ItaniItani Wealth ManagementWealth Management LLC07-25-2019
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
ADAM CRAIG SCHACHTERPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-21-2017
Adam Douglas GarretsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-18-2017
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam G. BurtonRegulus Advisors, LLCEdward Jones$10012-04-2018
Adam GurienWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$28308-23-2011
Adam J SkotGWN Securities Inc.Hornor, Townsend & Kent, LLC08-16-2016
Adam J SkotHornor, Townsend & Kent, LLCAXA Advisors, LLC09-30-2013
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Adam J. TrigliaSica Wealth Management, LLCInternational Assets Advisory, LLC12-07-2011
Adam Jay SellensAeon Capital IncAccelerated Capital Group12-21-2017
Adam Jesse GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15008-19-2011
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Showing 1 to 25 of 7,079 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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