Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Jeffrey Gordon WrightsonCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Joanne Marie RohlfsUBS Financial Services Inc.Hightower Advisors, LLC04-15-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Thomas Emeel BetrosTD Ameritrade Investment Management, LLCCommonwealth Financial Network03-26-2019
Peter Alan LongoJanney Montgomery Scott LLCGWFS Equities, Inc.03-22-2019
Leonard James Boniface Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
David P PetruzziLifeMark Securities Corp.Forest Securities, Inc.03-20-2019
Gerard LiebmanCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-18-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Ryan Robert CarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-06-2019
Chloe B SunBuckman, Buckman & Reid, Inc.Tellson Securities03-05-2019
Jason Peter DoukasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
David ImrithMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors03-04-2019
Robert James ManganoCambridge Investment Research, Inc.GWFS Equities, Inc.03-04-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Edward Paul WarnerLPL Financial LLCNationwide Securities, LLC02-27-2019
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
Michael BongiornoSecurian Financial Services, Inc.MML Investors Services, LLC02-25-2019
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Showing 1 to 25 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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