Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert RafanoRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-12-2020
John Spatola Royal Alliance Associates, Inc.Santander Securities LLC09-03-2020
Matthew GarberRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-06-2020
Daniel ColluccioWBI Investments, Inc.TD Wealth Management Services Inc.08-20-2014
Lawrence MaherEquitable Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC06-01-2020
Vladislav Krubich Tony MayoLPL Financial LLCAmeriprise Financial Services, LLC12-13-2013
Donald A Jones Trevor JonesAmeriprise Financial Services, LLCUBS Financial Services Inc.04-19-2013
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Anthony Tango Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Samuel A AnnittoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-21-2014
David J KarpBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-30-2013
Charles Pascarella Andrea Shenocca Philip PascarellaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-08-2013
Peter Tampellini Robert Rothhouse Teresa ZipfBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC04-10-2013
Charles BlatzBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2012
Brad Nettune Trey WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-04-2015
Arthur A LevineMorgan StanleyWells Fargo Clearing Services, LLC06-06-2013
Jared CookFidelity Personal and Workplace AdvisorsTD Ameritrade Investment Management, LLC10-07-2020
Michelle Anne Kaufman GulkoDynamic Wealth AdvisorsFidelity Personal and Workplace Advisors10-06-2020
Elizabeth EchavarriaLPL Financial LLCSantander Securities LLC10-02-2020
Allison DelayRBC Capital Markets, LLCMorgan Stanley10-02-2020
Maria GaspariRBC Capital Markets, LLCMorgan Stanley10-02-2020
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Donald Clinton RogersInfinity Financial Services AdvisoryJeffrey Matthews Wealth Management, LLC09-30-2020
Matthew Isaac SecemskiMorgan StanleySummit Financial, LLC09-30-2020
Gary Henry HirshAtlas Fiduciary Financial, LLCStonegate Wealth Management, LLC09-29-2020
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Showing 1 to 25 of 4,504 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.