Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Jean PresslerLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
Michael Richard SzotakLPL Financial LLCCadaret, Grant & Co., Inc.$12008-22-2018
Paul John BalestieroLPL Financial LLCCadaret, Grant & Co., Inc.$5008-22-2018
Christopher AlbertiGWN Securities Inc.MML Investors Services, LLC08-16-2018
Russ Brian SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-16-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Jeremy Carl FaberlleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2018
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Jessica C O'NeillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas Carl O'Neill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Corrado Vincent SpezzacatenaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2018
James Biddlecomb Galbraith IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-09-2018
Johnury TriunfelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Eric T NelsonIndependence Wealth Advisory Services LLCWoloshin Investment Management, LLC07-27-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC$107-25-2018
Dennis James MurphyMonmouth Capital Management LLCWoodstock Financial Group, Inc.07-25-2018
Linda Bond-HiltnerProEquities, Inc.Concorde Investment Services, LLC$5007-25-2018
Marc Gregg LinskyProEquities, Inc.Concorde Investment Services, LLC$5007-25-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9207-20-2018
James Joon ChaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3207-20-2018
Mark Alan MclaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
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Showing 226 to 250 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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