Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Jean PresslerLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
Michael Richard SzotakLPL Financial LLCCadaret, Grant & Co., Inc.$12008-22-2018
Paul John BalestieroLPL Financial LLCCadaret, Grant & Co., Inc.$5008-22-2018
Christopher AlbertiGWN Securities Inc.MML Investors Services, LLC08-16-2018
Russ Brian SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-16-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Jeremy Carl FaberlleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2018
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Jessica C O'NeillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas Carl O'Neill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Corrado Vincent SpezzacatenaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2018
James Biddlecomb Galbraith IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-09-2018
Johnury TriunfelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Eric T NelsonIndependence Wealth Advisory Services LLCWoloshin Investment Management, LLC07-27-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC$107-25-2018
Dennis James MurphyMonmouth Capital Management LLCWoodstock Financial Group, Inc.07-25-2018
Linda Bond-HiltnerProEquities, Inc.Concorde Investment Services, LLC$5007-25-2018
Marc Gregg LinskyProEquities, Inc.Concorde Investment Services, LLC$5007-25-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9207-20-2018
James Joon ChaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3207-20-2018
Mark Alan MclaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
« Previous PageNext Page »

Showing 226 to 250 of 5,427 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.