Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert William QuinlanQ Capital SolutionsPrivate Portfolio Partners, LLC07-20-2018
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$107-20-2018
Byungseung KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-19-2018
Steven Michael ThielMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2018
Arthur John BernaducciRetirement Income Advisory Group LLCUSA Financial Securities Corporation07-17-2018
David G FrazierMalvern Ridge Wealth ManagementMML Investors Services, LLC07-17-2018
Dongil YooFarmers Financial Solutions, LLCMML Investors Services, LLC07-17-2018
Kevin Daniel GalazinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-16-2018
Rodger Thomas GuerraGWN Securities Inc.Cetera Advisors LLC$107-13-2018
Michael Gee, Andrea Savva, Raymond LeeRBC Wealth ManagementMerrill Lynch$19007-12-2018
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-12-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley$107-12-2018
Matthew Farley LaneRBC Capital Markets, LLCMorgan Stanley$107-12-2018
Michael Pair GeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-12-2018
Raymond T LeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-12-2018
Mark Douglas MensackSecurities Service Network, LLCFSC Securities Corporation$5007-11-2018
Cristian Alan Banos ValenciaQuestar Capital CorporationUSA Financial Securities Corporation07-10-2018
Edward Lawrence RussellThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC$10007-09-2018
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$107-09-2018
David MattosLPL Financial LLCRoyal Alliance Associates, Inc.$5007-05-2018
Jerald Lawrence AloofLPL Financial LLCRoyal Alliance Associates, Inc.$2507-05-2018
Matthew John SalomonsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2018
Mark Salvatore Bentivegna Sr.LPL Financial LLCCetera Financial Specialists LLC07-03-2018
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Showing 251 to 275 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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