Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shea GordonLPL Financial LLCProvasi Capital Partners LP07-03-2018
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
John Francis DolanCantella & Co., Inc.Edward Jones$15006-29-2018
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST Financial Corporation$1006-29-2018
Yafu GuoTJ Capital Mangement, L.P.Craft Capital Management LLC06-29-2018
Nicole Michelle FinamoreTFS Securities, Inc.Pruco Securities, LLC.06-28-2018
Israel EpsteinKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00006-26-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Marguerite E HallBrokers International Financial Services, LLC.Mutual of Omaha Investor Services, Inc.06-22-2018
Martin Patrick CranitchCetera Financial Specialists LLCHD Vest Investment Services06-20-2018
Sabiha Jabbar KhanMML Investors Services, LLCJ.P. Morgan Securities LLC$15006-19-2018
Thomas Louis LaportaCetera Investment Services LLCSantander Securities LLC$5006-18-2018
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Jeffrey David StevensPreferred Wealth Advisors, LLCGradient Advisors, LLC06-14-2018
Nicholas Ippolito IIIPark Avenue Securities LLCCalton & Associates, Inc.06-11-2018
John Joseph AbadiotakisWells Fargo Clearing Services, LLCMorgan Stanley$5006-08-2018
Lionel Jesus MorataSantander Securities LLCCitigroup Global Markets Inc.06-08-2018
Craig C. EaglesonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
John Paul PocceschiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-07-2018
Srihari G BindiganavaleTFS Securities, Inc.FSC Securities Corporation$106-07-2018
Vanessa Sandra MahoneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-07-2018
Michael David FlyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC06-06-2018
Kimberly Shawn HamptonForesters Equity Services, Inc.Allstate Financial Services, LLC06-01-2018
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Showing 276 to 300 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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