Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony NiroRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Bradley Howard BoffordHighTower Securities, LLCSecurities America, Inc.$15005-31-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
Tasha Eugenia GarciaMorgan StanleyCetera Advisor Networks LLC05-30-2018
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-29-2018
Jill WilliamsAmeriprise Financial Services, Inc.MML Investors Services, LLC$10005-25-2018
Kevin Noel DolanAXA Advisors, LLCGarden State Securities, Inc.05-25-2018
Broderick Allen RobinsonSecurities America, Inc.Hornor, Townsend & Kent, LLC05-24-2018
John Edward PascarellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-24-2018
Patrick John RatzTFS Securities, Inc.Wells Fargo Clearing Services, LLC$5005-24-2018
Stephen McgahranAXA Advisors, LLCMorgan Stanley$2505-24-2018
Brian A EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Nicholas PalmieriWells Fargo Clearing Services, LLCMorgan Stanley05-22-2018
James M KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.05-21-2018
Rachel Ann CallahanLPL Financial LLCSecurian Financial Services, Inc.05-18-2018
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Richard George Scalia Jr.Commonwealth Financial NetworkFirst Allied Securities, Inc.$5005-17-2018
William A CowanPNC InvestmentsHighTower Securities, LLC$15005-17-2018
Denny FrasiolasRetirement Income Advisory Group LLCUSA Financial Securities Corporation05-15-2018
Latoya Davis-DenuzzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-15-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Tyler Anthony BuysseCadaret, Grant & Co., Inc.Pruco Securities, LLC.05-15-2018
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-09-2018
Alfred B Farrell Jr.PNC InvestmentsSantander Securities LLC$2505-08-2018
Ian Maurice KlieweCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
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Showing 301 to 325 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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