Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Rik YarianHornor, Townsend & Kent, LLCEquity Services, Inc.10-25-2019
Robert Anthony HallAmeriprise Financial Services, LLCEdward Jones10-25-2019
Daniel J MorseIndependence Square Holdings, LLCPrivate Advisor Group, LLC10-25-2019
Gary Mariano GarayUBS Financial Services Inc.J.P. Morgan Securities LLC10-25-2019
Christopher Charles MeloroWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2019
David Marc JanisE*TRADE Securities LLCTD Ameritrade, Inc.10-24-2019
Kent Kent Ellsworth GandyR. Seelaus & Co., LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2019
Frank N. DolceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-24-2019
Reuel Moore Sr.Santander Securities LLCNYLIFE Securities LLC$2510-23-2019
Steven Mark GoldsmithLPL Financial LLCAmeriprise Financial Services, LLC$5010-23-2019
Stephanie Ann MaionePruco Securities, LLC.OneAmerica Securities, Inc.10-22-2019
John Daniel QuinnVALIC Financial Advisors, Inc.LPL Financial LLC10-22-2019
Stephanie HunterVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-22-2019
William Harrison EldridgeAmeriprise Financial Services, LLCStratos Wealth Partners, Ltd10-18-2019
Donald Paul Delmonte Sr.Ameriprise Financial Services, LLCStratos Wealth Partners, Ltd10-18-2019
Terance A.O. TakyiJ.P. Morgan Securities LLCGoldman Sachs & Co.10-17-2019
Kyle AbbotSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Brad Matthew NapoliFidelity Brokerage Services LLCBlackRock Investments, LLC10-17-2019
Stephen Michael AudetMML Investors Services, LLCSecurian Financial Services, Inc.10-17-2019
Stephen Andrew BannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2019
Victor KossowiczTD Ameritrade, Inc.Charles Schwab & Co., Inc.10-16-2019
Jesse T CelesteMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-16-2019
Scott Alexander WightCetera Advisor Networks LLCNationwide Securities, LLC10-15-2019
Maura MallaneyMutual Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC$5010-11-2019
Mary Ann DiannaErnst & Young Investment Advisers LLPRoyal Alliance Associates, Inc.10-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.