Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Deena Michelle KobrinNext Financial Group, Inc.Citizens Securities, Inc.$104-20-2018
Donald James InserraLPL Financial LLCAllstate Financial Services, LLC$104-20-2018
Eva TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Jared Scott FriedmanRedwood Financial Planning, LLCIFS Securities04-20-2018
Tara Selkov KlimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2018
Christopher James ShoemakerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-19-2018
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$104-19-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Oscar David Duque CardonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018
Bo Jun WangNI AdvisorsTFS Securities, Inc.04-16-2018
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
David RothbergRaymond James Financial Services, Inc.M&T Securities, Inc.$104-11-2018
Herbert Lawrence RosenbergPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$104-11-2018
John Andrew McadooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Thomas Joseph ThivesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-10-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-06-2018
Gary Ronald RosenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Robert KikinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Jason NataleM&T Securities, Inc.Securian Financial Services, Inc.04-04-2018
« Previous PageNext Page »

Showing 351 to 375 of 5,431 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.