Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Deena Michelle KobrinNext Financial Group, Inc.Citizens Securities, Inc.$104-20-2018
Donald James InserraLPL Financial LLCAllstate Financial Services, LLC$104-20-2018
Eva TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Jared Scott FriedmanRedwood Financial Planning, LLCIFS Securities04-20-2018
Tara Selkov KlimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2018
Christopher James ShoemakerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-19-2018
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$104-19-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Oscar David Duque CardonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018
Bo Jun WangNI AdvisorsTFS Securities, Inc.04-16-2018
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
David RothbergRaymond James Financial Services, Inc.M&T Securities, Inc.$104-11-2018
Herbert Lawrence RosenbergPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$104-11-2018
John Andrew McadooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Thomas Joseph ThivesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-10-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-06-2018
Gary Ronald RosenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Robert KikinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Jason NataleM&T Securities, Inc.Securian Financial Services, Inc.04-04-2018
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Showing 351 to 375 of 5,431 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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