Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
David RothbergRaymond James Financial Services, Inc.M&T Securities, Inc.$104-11-2018
Herbert Lawrence RosenbergPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$104-11-2018
John Andrew McadooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Thomas Joseph ThivesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-10-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-06-2018
Gary Ronald RosenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Robert KikinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Jason NataleM&T Securities, Inc.Securian Financial Services, Inc.04-04-2018
Louis Michael MeloneTFS Securities, Inc.Chelsea Financial Services04-04-2018
Courtney James BurnThe Investment Center, Inc.HD Vest Investment Services$2504-02-2018
Joseph James RomeiWayne Wealth Management, Inc.Next Financial Group, Inc.04-02-2018
Mark Anthony FacconeFortis Group Advisors LLCLPL Financial LLC04-02-2018
Matteo PetrilloRegulus Advisors, LLCBoenning & Scattergood, Inc.04-02-2018
Sean Patrick RocheRaymond James Financial Services, Inc.Santander Securities LLC$104-02-2018
John Edward SpringChelsea Financial ServicesLPL Financial LLC03-31-2018
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC$103-30-2018
Anthony Yulo PobladorSecurities America, Inc.AXA Advisors, LLC$103-29-2018
Nicholas Edward CaronRaymond James Financial Services, Inc.Citizens Securities, Inc.03-29-2018
Martin J JaworAXA Advisors, LLCVALIC Financial Advisors, Inc.03-28-2018
Bradley Jay BolnickGCB Private WealthPrivate Portfolio Partners, LLC03-23-2018
Stephen William ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
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Showing 376 to 400 of 5,443 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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