Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert HardwickRLP WEALTH ADVISORS, LLCAljen Asset Management LLC09-26-2019
Frank John CorradoRobertson Stephens Wealth Management, LLCBLUE BLAZE FINANCIAL ADVISORS, LLC09-26-2019
Frank Thomas CorradoRobertson Stephens Wealth Management, LLCBLUE BLAZE FINANCIAL ADVISORS, LLC09-26-2019
Andrea Hilary SpatolaFidelity Brokerage Services LLCMorgan Stanley09-25-2019
Karen Ann DonofrioE*TRADE Securities LLCPruco Securities, LLC.09-25-2019
Joseph Armand FelicettiM Holdings Securities, Inc.R. Seelaus & Co., LLC09-25-2019
Mark Andrew ThompsonWells Fargo Clearing Services, LLCPineBridge Securities LLC09-25-2019
Hetal Mahendra GandhiCetera Investment Services LLCWells Fargo Clearing Services, LLC09-23-2019
Daniel Anthony MontesanoArive Capital MarketsFirst Standard Financial Company LLC09-23-2019
Elizabeth Ann NicolaysenRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.09-23-2019
Jonathan Ryan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-23-2019
Stephen J ScelziArive Capital MarketsFirst Standard Financial Company LLC09-22-2019
Steven M. ThielJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Katherine L DanburyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Matthew BernocchiSax Wealth Advisors, LLCWaterStone Wealth Advisors, LLC09-18-2019
Christopher Michael CohenCitizens Securities, Inc.PFS Investments Inc.09-17-2019
Indya Dominique KellmanRaymond James Financial Services, Inc.M&T Securities, Inc.09-17-2019
Lyle Russell HatchThe Jeffrey Matthews Financial Group, L.L.C.The GMS Group, LLC09-17-2019
William Edward SpinnerLPL Financial LLCLincoln Financial Advisors Corporation$5009-16-2019
Frank StuartLPL Financial LLCLincoln Financial Advisors Corporation$5009-16-2019
Jeffrey Thomas BeebeCetera Financial Specialists LLCRaymond James Financial Services, Inc.09-16-2019
Dipti RathSecurian Financial Services, Inc.LPL Financial LLC09-12-2019
Teri Lynn SundbergUBS Financial Services Inc.UBS Financial Services Inc.$5009-12-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.