Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Frank SaundersCentaurus Financial, Inc.Summit Brokerage Services, Inc.$4008-20-2018
Russ SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14408-16-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$3508-16-2018
Joanna Maria JervisAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.08-16-2018
Christopher AlbertiGWN Securities Inc.MML Investors Services, LLC08-16-2018
Paul T. BacchioniMML Investors Services, LLCHornor, Townsend & Kent, LLC08-15-2018
Jeremy Carl FaberlleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2018
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Stephen Edwin EvansSystematic Alpha Investments, LLCAdvisory Research Inc08-10-2018
Paul Gregory PakstisPruco Securities, LLC.Thrivent Investment Management Inc.08-10-2018
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Corrado Vincent SpezzacatenaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2018
Clement DowuonaUBS Financial Services Inc.Windsor Street Capital, LP08-08-2018
Christopher John BakerAXA Advisors, LLCMacquarie Capital (USA) Inc.08-07-2018
Johnury TriunfelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
James Anthony Kane IIIPruco Securities, LLC.Muriel Siebert & Co., Inc.08-06-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Marc Gregg LinskyProEquities, Inc.Concorde Investment Services, LLC$5007-25-2018
Linda Bond-HiltnerProEquities, Inc.Concorde Investment Services, LLC$5007-25-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC07-25-2018
Stephen OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$9207-20-2018
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Showing 401 to 425 of 3,962 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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