Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony GriffinPruco Securities, LLC.Signator Investors, Inc.$102-26-2018
Mona A Abdel-MalekMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-26-2018
James Grant VarzalRoyal Alliance Associates, Inc.Petersen Investments, Inc.$2502-23-2018
Jeffrey Gordon WrightsonRoyal Alliance Associates, Inc.Petersen Investments, Inc.02-23-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Sammie Ziad NweiranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-22-2018
Steven Lawrence CatenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC02-22-2018
John Anthony NaphorFortis Group Advisors LLCLPL Financial LLC02-21-2018
Kevin Dru KorondiFortis Group Advisors LLCLPL Financial LLC02-21-2018
Lawrence D ScolovenoFortis Group Advisors LLCLPL Financial LLC02-21-2018
Neil Kenneth PiperFortis Group Advisors LLCLPL Financial LLC02-21-2018
Carolina TorresPackerland Brokerage Services, Inc.NYLIFE Securities LLC02-20-2018
David Mitchell HalperinAeon Capital IncGar Wood Securities, LLC02-20-2018
Ulderico ConteAeon Capital IncGarden State Securities, Inc.02-20-2018
Alan Jed RafferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-16-2018
Dennis SturdivantGWN Securities Inc.MML Investors Services, LLC02-16-2018
Jeremy Aaron RafferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$102-16-2018
Sherry M BirnbaumRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-16-2018
Matthew Stephen CrumTrue North Financial Services, LLCAsset Advisory Group Inc02-15-2018
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Brandon BuhayVanderbilt Securities, LLCWBI Investments, Inc.02-14-2018
Mark Joseph MilewskiSantander Securities LLCCitizens Securities, Inc.02-13-2018
Michael Vincent SalvatoB. Riley Wealth ManagementMorgan Stanley$102-09-2018
Daniel Charles SingerKestra Investment Services, LLCSummit Financial Resources Inc02-08-2018
Liet C HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
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Showing 426 to 450 of 5,443 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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