Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John SalomonsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2018
Regina Elizabeth HartAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Shea GordonLPL Financial LLCProvasi Capital Partners LP07-03-2018
Mark Salvatore Bentivegna Sr.LPL Financial LLCCetera Financial Specialists LLC07-03-2018
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Melanie Lynn MatthewsUBS Financial Services Inc.UBS Asset Management (US) Inc.07-02-2018
John Francis DolanCantella & Co., Inc.Edward Jones$15006-29-2018
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST FINANCIAL CORPORATION$1006-29-2018
Christopher Carmen PikePark Avenue Securities LLCRFS Partners06-29-2018
Yafu GuoTJ Capital Mangement, L.P.Craft Capital Management LLC06-29-2018
Carly Elizabeth SchiavoneMorgan StanleyT3 Trading Group, LLC06-29-2018
Nicole Michelle FinamoreTFS Securities, Inc.Pruco Securities, LLC.06-28-2018
Israel EpsteinKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00006-26-2018
Stephanie Florence Lise HughesWiss Private Client Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Janet StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$17506-25-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Edward John LaneAXA Advisors, LLCIndustrial and Commercial Bank of China Financial Services LLC06-22-2018
Sabiha J KhanMML Investors Services, LLCJ.P. Morgan Securities LLC$15006-19-2018
Thomas Louis LaportaCetera Investment Services LLCSantander Securities LLC$5006-18-2018
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
Jeffrey David StevensPreferred Wealth Advisors, LLCGradient Advisors, LLC06-14-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Sean Michael FalzonUBS Financial Services Inc.National Securities Corporation06-12-2018
Nicholas Ippolito IIIPark Avenue Securities LLCCalton & Associates, Inc.06-11-2018
John Joseph AbadiotakisWells Fargo Clearing Services, LLCMorgan Stanley$5006-08-2018
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Showing 451 to 475 of 3,962 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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