Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark ScordatoJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$5004-16-2019
Joanne Marie RohlfsUBS Financial Services Inc.Hightower Advisors, LLC04-15-2019
Giovanni Duran, Joseph Cataldo, Nick PennaRaymond James Financial Services, Inc.Morgan Stanley$52004-11-2019
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Dennis Patrick BrowneLifeMark Securities Corp.Coastal Equities, Inc.$104-09-2019
Thomas Emeel BetrosTD Ameritrade Investment Management, LLCCommonwealth Financial Network03-26-2019
Peter Alan LongoJanney Montgomery Scott LLCGWFS Equities, Inc.03-22-2019
Leonard 'LJ' BonifaceRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13703-21-2019
Leonard James Boniface Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
David P PetruzziLifeMark Securities Corp.Forest Securities, Inc.03-20-2019
Thomas Charles Dexter Jr.LPL Financial LLCCommonwealth Strategic Advisory$103-19-2019
Gerard LiebmanCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-18-2019
Bo Jun WangLandolt Securities, Inc.NI Advisors$5003-15-2019
Joaquin ManriqueSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-14-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$103-14-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Diane MaroukianPackerland Brokerage Services, Inc.The O.N. Equity Sales Company$103-11-2019
Devashish Mike ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-08-2019
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Ryan Robert CarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-06-2019
Chloe B SunBuckman, Buckman & Reid, Inc.Tellson Securities03-05-2019
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Showing 26 to 50 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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