Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark ScordatoJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$5004-16-2019
Joanne Marie RohlfsUBS Financial Services Inc.Hightower Advisors, LLC04-15-2019
Giovanni Duran, Joseph Cataldo, Nick PennaRaymond James Financial Services, Inc.Morgan Stanley$52004-11-2019
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Dennis Patrick BrowneLifeMark Securities Corp.Coastal Equities, Inc.$104-09-2019
Thomas Emeel BetrosTD Ameritrade Investment Management, LLCCommonwealth Financial Network03-26-2019
Peter Alan LongoJanney Montgomery Scott LLCGWFS Equities, Inc.03-22-2019
Leonard 'LJ' BonifaceRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13703-21-2019
Leonard James Boniface Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
David P PetruzziLifeMark Securities Corp.Forest Securities, Inc.03-20-2019
Thomas Charles Dexter Jr.LPL Financial LLCCommonwealth Strategic Advisory$103-19-2019
Gerard LiebmanCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-18-2019
Bo Jun WangLandolt Securities, Inc.NI Advisors$5003-15-2019
Joaquin ManriqueSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-14-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$103-14-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Diane MaroukianPackerland Brokerage Services, Inc.The O.N. Equity Sales Company$103-11-2019
Devashish Mike ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-08-2019
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Ryan Robert CarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-06-2019
Chloe B SunBuckman, Buckman & Reid, Inc.Tellson Securities03-05-2019
« Previous PageNext Page »

Showing 26 to 50 of 5,427 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.