Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yahui LuPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Kevin Hugh O'BrienCetera Advisor Networks LLCPark Avenue Securities LLC$15007-24-2019
Harpreet Singh MangatPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-24-2019
Frank George HajzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedTFG Wealth Management, LLC07-24-2019
Darren Frederick LangeJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-23-2019
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Alan Stuart FriedRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-23-2019
Christopher John LesterRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-22-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Research, Inc.07-17-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Heather Ann YearlyFidelity Brokerage Services LLCBB&T Securities, LLC07-16-2019
Maria Giacalone-MozoMorgan StanleyForesters Financial Services, Inc.07-16-2019
Gregory Jonathan Miller Jr.J.P. Morgan Securities LLCGWN Securities Inc.07-15-2019
Constance Mary FoleyCharles Schwab & Co., Inc.Morgan Stanley$15007-15-2019
Edward George SoudersLPL Financial LLCFSC Securities Corporation$1007-12-2019
Ronald Evan JaegerLPL Financial LLCCommonwealth Financial Network$5007-11-2019
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00007-11-2019
Karen Ann SmithPruco Securities, LLC.J.P. Morgan Securities LLC07-11-2019
Lionel J. MorataPFS Investments Inc.Santander Securities LLC07-11-2019
Andrew M LachenmayrMorgan StanleyNYLIFE Securities LLC07-11-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Robert Patrick SistiPrivate Advisor Group, LLCFinancial Engines Advisors L.L.C.07-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.