Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rashad SharifPNC InvestmentsJ.P. Morgan Securities LLC01-12-2018
John Henry Kanouse Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$101-11-2018
Frank James Howard Jr.Strategic Advisers LLCAXA Advisors, LLC01-09-2018
Jason Charles MancivalanoWells Fargo Clearing Services, LLCTD Private Client Wealth LLC$101-09-2018
Chris Alexander BerntsenAeon Capital IncGar Wood Securities, LLC01-06-2018
Timothy Allen ThelenAeon Capital IncAccelerated Capital Group01-06-2018
John DeAltoCapitol SecuritiesRBC Wealth Management$37501-05-2018
Peter Michael KalinCetera Investment Services LLCHSBC Securities (USA) Inc.$2501-03-2018
Thomas Frances MontemurroJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
Jason Jae YooCetera Investment Services LLCCitigroup Global Markets Inc.01-02-2018
Judith Ann BufisKovack Securities Inc.INVEST Financial Corporation01-02-2018
Kim Douglass LanceyTFS Securities, Inc.Voya Financial Advisors, Inc.$2501-02-2018
James Francis KrusePNC InvestmentsPruco Securities, LLC.12-20-2017
Robert Matthew TedescoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-20-2017
Anne E KraljicSecurities America, Inc.INVEST Financial Corporation$2512-19-2017
Bruno J PereiraPNC InvestmentsScottrade, Inc.12-19-2017
Eric Vaughn SlussLPL Financial LLCAmeriprise Financial Services, Inc.$10012-19-2017
Haris HotAXA Advisors, LLCKey Investment Services LLC12-19-2017
Matthew John LoftusMerrill Lynch, Pierce, Fenner & Smith IncorporatedM. S. Howells & Co.12-19-2017
Margaret Ann LaquidaraINVESTMENT PROFESSIONALS, INC.Raymond James Financial Services, Inc.12-15-2017
Julian Youngwoo ChoMorgan StanleyJ.P. Morgan Securities LLC12-14-2017
Timothy Jay ScherwaCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC$5112-14-2017
Scott Randolph NettuneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-13-2017
Russell Joseph ColosiAXA Advisors, LLCMML Investors Services, LLC$2512-12-2017
Timothy Stephen MostakMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation12-12-2017
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Showing 476 to 500 of 5,443 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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