Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John DepaolaSecurities America, Inc.Lincoln Financial Securities Corporation12-11-2017
Joseph Peter BartolomeoFirst Allied Securities, Inc.The Benchmark Company, LLC12-11-2017
Neil Gerard DamatoSecurities America, Inc.NYLIFE Securities LLC12-11-2017
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, Inc.12-10-2017
John FitzgeraldCommonwealth Financial NetworkMorgan Stanley$2512-08-2017
Julian Andrew PerezUBS Financial Services Inc.Traphagen Financial Group12-08-2017
Michael P EnnisAmeriprise Financial Services, Inc.B. Riley Wealth Management$2512-08-2017
Rocco Antonio FiatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC12-08-2017
Daniel John FieldStrategic Advisers LLCPersonal CFO Solutions LLC12-07-2017
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Damian Kerry ReillyCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Donatello Dario BollettinoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Gregory Anthony LongoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Kambiz SaadatCetera Investment Services LLCINVEST Financial Corporation$1012-06-2017
Urja S ShahCetera Investment Services LLCINVEST Financial Corporation12-06-2017
William Walter ThomasCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Barbara Lynn ChristieCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.$5012-05-2017
James ChenUBS Financial Services Inc.TD Ameritrade, Inc.12-05-2017
Marc Anthony FotiMML Investors Services, LLCM&T Securities, Inc.$112-05-2017
James F MurphyJ.P. Morgan Securities LLCMorgan Stanley$1,00012-04-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Michael John Oldham AlbergaSecurities America, Inc.INVEST Financial Corporation$112-04-2017
Pasquale GiannellaLPL Financial LLCPNC Investments12-01-2017
Patrick Anthony GarciaAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1012-01-2017
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Showing 501 to 525 of 5,443 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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