Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ina Anatoli PalmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
George Michael MihalkoCadaret, Grant & Co., Inc.Foreside Fund Services, LLC07-09-2019
John Philip FredrickRockCrest Financial LLCCypress Financial Planning07-09-2019
Christian Kyle WolfeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2019
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$2507-05-2019
Meaghan Ford MclaughlinLincoln Financial Advisors CorporationSanford C. Bernstein & Co., LLC07-03-2019
Jamie Lawrence BaraldiLPL Financial LLCUBS Financial Services Inc.$28007-02-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Rene Antonio DierkesRaymond James & Associates, Inc.Morgan Stanley$25007-02-2019
Frank Edward McKennaRaymond James & Associates, Inc.Morgan Stanley$15007-02-2019
Christopher Robert CacchiolaMercer Global Advisors Inc.Beacon Wealth Management, LLC07-02-2019
Richard J Tandy JrCapital AnalystsEdward Jones07-02-2019
Carlos Andres AcunaUBS Financial Services Inc.Morgan Stanley07-02-2019
Lawrence RosatiWells Fargo Clearing Services, LLCMorgan Stanley$5007-02-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Maria Eugenia PedrazaWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Louis V MagliarditiWells Fargo Clearing Services, LLCMorgan Stanley$2507-02-2019
Loran F MeehanWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Richard Charles Callaghan Jr.LPL Financial LLCCapitol Securities Management, Inc.$5007-01-2019
Alexander Michael Panas IIIKestra Investment Services, LLCKestra Investment Services, LLC$5007-01-2019
Stephen Charles BeneM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Jeffrey Charles CostelloM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Steven L. RichM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Scott Martin BreskySCF Securities, Inc.Concorde Investment Services, LLC$5007-01-2019
Nebil N Al-ShawafPruco Securities, LLC.Allstate Financial Services, LLC07-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.