Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tara Selkov KlimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2018
Jared Scott FriedmanRedwood Financial Planning, LLCIFS Securities04-20-2018
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$5004-19-2018
Christopher James ShoemakerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-19-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
John Michael OxleyOxley Capital Management, LLCUSA Financial Securities Corporation04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Oscar David DuqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
Herbert Lawrence RosenbergPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC04-11-2018
David RothbergRaymond James Financial Services, Inc.M&T Securities, Inc.04-11-2018
Thomas Joseph ThivesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-10-2018
Darren Scott ArmettaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
John Andrew McAdooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-06-2018
Gary Ronald RosenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Robert KikinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Grigori LvovRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-05-2018
Jason NataleM&T Securities, Inc.Securian Financial Services, Inc.04-04-2018
Derrick Shane ClarkAmeriprise Financial Services, Inc.Heritage Investment Partners, LLP$7904-03-2018
Courtney James BurnThe Investment Center, Inc.HD Vest Investment Services$2504-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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