Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J SalvianoJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-28-2019
Douglas P GeronLPL Financial LLCMorgan Stanley06-28-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
John Eugene Hurle Jr.Pruco Securities, LLC.Morgan Stanley06-28-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2019
Vincent Joseph LuongoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3906-28-2019
Jermaine NepaulMML Investors Services, LLCAXA Advisors, LLC06-27-2019
Raymond S OffenburgerPruco Securities, LLC.Sorrento Pacific Financial, LLC06-25-2019
Peter Daniel ViglioneNetwork 1 Financial Securities Inc.Laidlaw & Company (UK) Ltd.$5006-21-2019
Vincent Michael ZaccariaCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-20-2019
Michael William ErskineMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-20-2019
Raul Rolond ToroJ.P. Morgan Securities LLCCitizens Securities, Inc.06-19-2019
Stephen M Waite IIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Jennifer L. KeilingAPW Capital, Inc.Financial Engines Advisors L.L.C.06-18-2019
Warren Nicholas PotonakTribal Capital Markets, LLCAcademy Securities, Inc.06-17-2019
Patrick Charles SabolTraphagen Financial GroupGirard Advisory Services, LLC06-17-2019
Christopher Roy GibardiCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Matthew Anthony GaetaCetera Advisors LLCWells Fargo Clearing Services, LLC06-14-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Joseph Grande Jr.Summit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
David Ira YatesPruco Securities, LLC.NYLIFE Distributors LLC06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Robert Anthony MarroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.