Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evelyn P BorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-13-2018
Leslie K. CurranRegal Securities, Inc.Buckman, Buckman & Reid, Inc.03-12-2018
William Daniel BrownUBS Financial Services Inc.The GMS Group, LLC03-12-2018
Richard Henry WhiteCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Michael GandetSecurities America, Inc.National Planning$22003-07-2018
Robert SotoSantander Securities LLCThrivent Investment Management Inc.03-06-2018
Frank Burgaretta Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-05-2018
Erik James AndersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBankers Life Securities, Inc.03-02-2018
Thomas George GoodwinAmerican Portfolios Financial Services, Inc.Summit Equities, Inc.$1003-01-2018
Louis P GoriniMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-01-2018
Kenneth Warren GlickJanney Montgomery Scott LLCMorgan Stanley$12102-27-2018
Ezekiel ZimmermanPark Avenue Securities LLCMML Investors Services, LLC02-27-2018
Jeffery Lee AhrensRaymond James Financial Services, Inc.LPL Financial LLC$6402-26-2018
Jeffrey Allan BrotenFirst Standard Financial Company LLCNational Securities Corporation$5002-26-2018
Michael Anthony GriffinPruco Securities, LLC.Signator Investors, Inc.02-26-2018
Mona A Abdel-MalekMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-26-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Neil Kenneth PiperFortis Group Advisors LLCLPL Financial LLC02-21-2018
Lawrence D. ScolovenoFortis Group Advisors LLCLPL Financial LLC02-21-2018
John Anthony NaphorFortis Group Advisors LLCLPL Financial LLC02-21-2018
Kevin Dru KorondiFortis Group Advisors LLCLPL Financial LLC02-21-2018
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments$15002-20-2018
Carolina TorresPackerland Brokerage Services, Inc.NYLIFE Securities LLC02-20-2018
Jeremy Aaron RafferSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC02-16-2018
Dennis SturdivantGWN Securities Inc.MML Investors Services, LLC02-16-2018
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Showing 576 to 600 of 3,973 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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