Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin FeinerAXA Advisors, LLCMML Investors Services, LLC03-04-2020
Brian DorflingerLPL Financial LLCRaymond James Financial Services, Inc.03-03-2020
Kyle Ian McclureKestra Investment Services, LLCNorthern Lights Distributors, LLC03-03-2020
Karina BeydaGWN Securities Inc.AXA Advisors, LLC03-03-2020
Mark R. SalemMML Investors Services, LLCAXA Advisors, LLC03-03-2020
Duhan MalaliCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
James Paul MeindlCommonwealth Financial NetworkBlackRock Investments, LLC03-02-2020
Solomon AppreyPrinceton Wealth Management Alliance, LLCPruco Securities, LLC.03-02-2020
Robert Henry Donnell IVSecurian Financial Services, Inc.Santander Securities LLC02-28-2020
John Joseph MarshallOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$15002-28-2020
Greg T BentleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-28-2020
Kyle M DileoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Christian BecerraHornor, Townsend & Kent, LLCAXA Advisors, LLC02-27-2020
Deirdre DerosaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2020
Michael A. LiebermanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15002-27-2020
John P. WilliamsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2020
Robert Donald LampertiLPL Financial LLCSecurian Financial Services, Inc.02-25-2020
Joseph Dominic Dicriscio Jr.Wealth CMTLincoln Financial Advisors Corporation02-25-2020
Steven Michael SilverthorneE*TRADE Securities LLCAvantax Investment Services, Inc.$2502-24-2020
Matthew ChandaMML Investors Services, LLCEdward Jones02-21-2020
Joseph E. PalermoRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Vincent John Albanese IIIRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Amir AhmedJ.P. Morgan Securities LLCPruco Securities, LLC.02-19-2020
Jamaal StantonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
Johnny Tetsuro RolandFinancial Life Focus, LLCAspire Planning Associates, Inc.02-19-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.