Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Ryan Robert CarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-06-2019
Chloe B SunBuckman, Buckman & Reid, Inc.Tellson Securities03-05-2019
Craig A BoyerVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$103-05-2019
Jason Peter DoukasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
David ImrithMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors03-04-2019
Robert James ManganoCambridge Investment Research, Inc.GWFS Equities, Inc.03-04-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Edward Paul WarnerLPL Financial LLCNationwide Securities, LLC02-27-2019
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
Michael BongiornoSecurian Financial Services, Inc.MML Investors Services, LLC02-25-2019
Thomas John MccarthyThe Investment Center, Inc.J.W. Cole Financial, Inc.$2502-25-2019
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$5002-22-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.$102-22-2019
James Anthony Costabile Jr.LPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2502-22-2019
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
Charles John Rose Jr.Commonwealth Financial NetworkJ.W. Cole Financial, Inc.02-21-2019
Dennis Arthur ReynoldsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$102-21-2019
Donna M MclaughlinAmerican Portfolios Financial Services, Inc.Questar Capital Corporation02-21-2019
Edward Thomas MunozPrincipal Securities, Inc.Ronald Gelok & Associates, LLC$5002-18-2019
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Showing 51 to 75 of 5,431 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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