Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry MichalskiLPL Financial LLCWells Fargo Clearing Services, LLC$10002-18-2020
Kevin John GianfortuneLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-18-2020
Valencia Juliet Pearson-MaponyaPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2020
Eugene Michael ChyzowychHerbert J. Sims Capital Management, Inc.Herbert J. Sims Capital Management, Inc.02-18-2020
Michael Joseph WinnPrivate Advisor Group, LLCFirst Republic Securities Company, LLC02-18-2020
William John BergRoundAngle Advisors LLCCommonwealth Financial Network02-18-2020
Michael ValenzaCharles Schwab & Co., Inc.HSBC Securities (USA) Inc.02-14-2020
Anthony Nicholas CarusoLPL Financial LLCAmeriprise Financial Services, LLC$5002-14-2020
Matthew Tyler BrennanEquity Services, Inc.McAdam LLC02-14-2020
Paul Loren FeinsteinPrivate Advisor Group, LLCFirst Republic Investment Management, Inc.$15002-14-2020
Graham C. ClarkeM Holdings Securities, Inc.MML Investors Services, LLC$102-13-2020
Stacy HoffmanNYLIFE Securities LLCMML Investors Services, LLC$5002-13-2020
Philip James GranucciPruco Securities, LLC.MML Investors Services, LLC02-13-2020
Myles IllionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2020
Robert J SandLPL Financial LLCWorld Equity Group, Inc.02-12-2020
David Andrew HammerTFS Securities, Inc.MML Investors Services, LLC$5002-12-2020
David Lee BerkowitzValueAligned PartnersValueAligned Partners02-12-2020
Andrew F GhazalGuardian SolutionsGuardian Solutions02-12-2020
Carolina TorresHornor, Townsend & Kent, LLCPackerland Brokerage Services, Inc.02-11-2020
Charles M FixterPruco Securities, LLC.AXA Advisors, LLC02-11-2020
John Richard MakhoulFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2020
George Edward OviedoCharles Schwab & Co., Inc.TD Ameritrade Investment Management, LLC02-07-2020
Michael GiordanoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Christopher Charles PerryLPL Financial LLCLincoln Financial Advisors Corporation02-06-2020
Robert Ralph BuonannoNational Securities CorporationStifel, Nicolaus & Company, Incorporated$15002-06-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.