Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Philip PassarielloHD Vest Investment ServicesWaddell & Reed$2502-15-2019
Alan David JacobsonLincoln Financial Advisors CorporationCitizens Securities, Inc.$15002-11-2019
Robert Charles Mehlin Jr.Coastal Equities, Inc.Wells Fargo Advisors Financial Network, LLC$8802-11-2019
Craig RussGladstone AdvisorsAmeriprise Financial$6002-08-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
Thomas Joseph MccuskerMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC$5002-08-2019
Dorota Bernadetta PietrykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-01-2019
Karlton Lewis DerrickCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Keith Alan SmithLPL Financial LLCAmeriprise Financial Services, Inc.$1002-01-2019
Margaret Jane GoreGlen Eagle Wealth, LLCPurshe Kaplan Sterling Investments02-01-2019
May Montag-McmurrayCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Mark John FisherGWN Securities Inc.Private Advisor Group, LLC$5001-25-2019
Mark Aaron RiesGreenleaf AdvisorsCarroll Consultants Advisors, Ltd.01-24-2019
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC$101-23-2019
Stephen Hans LuzMutual of Omaha Investor Services, Inc.CUNA Brokerage Services, Inc.$10001-22-2019
Gregory Robert ColucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC01-18-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, Inc.Morgan Stanley$10001-18-2019
Lily Chiman LamGWN Securities Inc.MML Investors Services, LLC$101-18-2019
Cameron Ruben MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, Inc.$2501-17-2019
Michael C. MirandaSantander Securities LLCJ.P. Morgan Securities LLC01-17-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC$101-15-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
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Showing 76 to 100 of 5,431 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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