Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Francis KruseNYLIFE Securities LLCPNC Investments12-17-2018
Louis Michael MeloneFirst Standard Financial Company LLCTFS Securities, Inc.12-17-2018
Edward Martin Domanico Jr.Hornor, Townsend & Kent, LLCInvestacorp, Inc.$112-13-2018
Matthew Walter ByrneWells Fargo Advisors Financial Network, LLCBMO Capital Markets Corp.$10012-12-2018
Gennaro CostigliolaAllstate Financial Services, LLCQuest Capital Strategies, Inc.$112-11-2018
Steven Howard DruckmanAPW Capital, Inc.Purshe Kaplan Sterling Investments12-10-2018
Sheldon Wallace Ferriss Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9712-06-2018
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
Adam G. BurtonRegulus Advisors, LLCEdward Jones$112-04-2018
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Pasquale CastaldoLPL Financial LLCCetera Financial Specialists LLC$2511-30-2018
Richard J OrleckAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Timothy Francis SkinnerBuckman, Buckman & Reid, Inc.Morgan Stanley$15011-30-2018
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Robert W SherwoodHornor, Townsend & Kent, LLCEquity Services, Inc.$2511-28-2018
Nehru Subramanian ChomatilPaulson Investment Company LLCBMA Securities, LLC11-27-2018
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-20-2018
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
Tunde NagyCWM, LLCCetera Advisor Networks LLC11-09-2018
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Thomas Frederick GrafRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-08-2018
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Showing 126 to 150 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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