Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Schaffer PabisPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Robert Peter PetrocineAXA Advisors, LLCAmeriprise Financial Services, LLC$5001-28-2020
Ashok RajanPruco Securities, LLC.Janney Montgomery Scott LLC$5001-27-2020
Joel Matthew DavisMain Street Financial Life Advisors, LLCWells Fargo Clearing Services, LLC01-27-2020
Patrick Joseph ThorogoodLPL Financial LLCJanney Montgomery Scott LLC$5001-24-2020
John Albert Taylor Jr.SagePoint Financial, Inc.TFS Securities, Inc.01-24-2020
Matthew Walter ByrneUBS Financial Services Inc.Wells Fargo Advisors Financial Network, LLC01-24-2020
Rajan AroraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Michael F. WarrenPFS Investments Inc.PFS Investments Inc.01-23-2020
Louis Michael MeloneMonmouth Advisory Services, LLCFirst Standard Financial Company LLC01-22-2020
Chang LeeThe Investment Center, Inc.MML Investors Services, LLC01-21-2020
Peter William McCormackPruco Securities, LLC.Park Avenue Securities LLC01-21-2020
Matthew KotulaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-21-2020
George S LacherThrivent Investment Management Inc.Peak Brokerage Services, LLC01-21-2020
Karl Lee Kreshpane Jr.UBS Financial Services Inc.Morgan Stanley01-21-2020
Donald H. HenriquezAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated01-17-2020
Scott L. CirelliAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated01-17-2020
Marilyn D AndradeGWN Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Pier P MutovicRaymond James Financial Services, Inc.M&T Securities, Inc.01-16-2020
Kimberly Ann SmallPruco Securities, LLC.Klarity Financial LLC01-16-2020
Patrick Thomas HeebPNC InvestmentsPacific Select Distributors, LLC01-15-2020
Eric Edward NicolassyNetwork 1 Financial Securities Inc.Woodstock Financial Group, Inc.01-15-2020
Katrina Jan SpinatoMutual of Omaha Investor Services, Inc.Fidelity Personal and Workplace Advisors01-15-2020
Frank MastrosimonePruco Securities, LLC.Royal Alliance Associates, Inc.$5001-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.