Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary PascarellaLPL FinancialCetera$11011-08-2018
Marco Goncalves RitaRaymond James Financial Services, Inc.PNC Investments11-07-2018
Timothy DolanWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC$1011-07-2018
Efraim YungreisLPL Financial LLCMML Investors Services, LLC11-01-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
William Stuart ScottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-01-2018
Michael Anthony ValinottiPruco Securities, LLC.Equity Services, Inc.10-30-2018
Tunde NagyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC10-30-2018
Jason Edward ChurchPNC InvestmentsSantander Securities LLC10-29-2018
Iorwuese IfanSecurian Financial Services, Inc.NYLIFE Securities LLC$110-26-2018
Joseph James BalsamoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-26-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Gina Marie LindseyLPL Financial LLCForesters Equity Services, Inc.10-24-2018
Charles Albert CeroneFortune Financial Services, Inc.Foresters Equity Services, Inc.10-19-2018
Martin D MatousekPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Vincent G MaffucciPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Morris MayerfieldLPL FinancialCadaret Grant$17010-17-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Kemraj DubbraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-09-2018
William Joseph WintersCetera Investment Services LLCSorrento Pacific Financial, LLC10-09-2018
Ken NeumanSteward PartnersMorgan Stanley Wealth Management$13510-05-2018
Adele Millicent PolakoffWinslow, Evans & Crocker, Inc.Morgan Stanley$15010-05-2018
Christopher Lee ChurneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-05-2018
Elaine Janet BeneduciWinslow, Evans & Crocker, Inc.Morgan Stanley$15410-05-2018
Linda Dimeglio RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
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Showing 151 to 175 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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