Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted ChenAXA Advisors, LLCFirst Heartland Capital, Inc.01-15-2020
Amos AugustePFS Investments Inc.PFS Investments Inc.01-15-2020
Nicole GiambroneM&T Securities, Inc.Principal Securities, Inc.01-14-2020
Benjamin Shanley HansellPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Clifford Andrew Brockmann JrErnst & Young Investment Advisers LLPEdward Jones01-14-2020
Dannys RamirezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Colin Dean BuckleyBCG Securities, Inc.Transamerica Financial Advisors, Inc01-10-2020
Eileen M StevensRegentAtlanticAbacus Planning Group, Inc.01-10-2020
David VargasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
James Michael FreisenLPL Financial LLCTriton Financial Planning Group Inc.$10001-09-2020
Jordan Scott CelkupaLPL Financial LLCTriton Financial Planning Group Inc.$2501-09-2020
William Joseph MurphyCetera Investment Services LLCWells Fargo Clearing Services, LLC01-08-2020
Lucas P TuranoLPL Financial LLCNationwide Securities, LLC01-08-2020
Robert John RichardsCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Heather Beth BaroneCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
David Joseph LazzaroMoney Concepts Capital CorpH. Beck, Inc.01-08-2020
Howard Emil HansenLinde, Hansen & Co., LLCLinde, Hansen & Co., LLC01-08-2020
Edward Kent VonderlindeLinde, Hansen & Co., LLCLinde, Hansen & Co., LLC01-08-2020
Santiago AgudeloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Mark Alan LikesLPL Financial LLCSagePoint Financial, Inc.01-07-2020
Patrick Louis BivonaLPL Financial LLCSagePoint Financial, Inc.01-07-2020
Kenneth Hal RosenblumLPL Financial LLCSagePoint Financial, Inc.01-07-2020
David Wainwright Buys IILPL Financial LLCSagePoint Financial, Inc.01-07-2020
Salvatore Dispenziere IIILPL Financial LLCSagePoint Financial, Inc.01-07-2020
Nuri Gunes Jr.LPL Financial LLCSagePoint Financial, Inc.01-07-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.