Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis TranquilliTranquilli Financial Advisor, LLCThe Investment Center, Inc.10-05-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Kedrick Peter SackeyPrinceton Wealth Management Alliance, LLCSeaCrest Wealth Management, LLC10-04-2018
Thomas M CometaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$110-04-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Robin G JohnsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
William Joseph O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22509-28-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Adam Voorhis Van PuffHaddonfield Financial Planning LLCSecurities America, Inc.09-27-2018
Christian Anthony BucossiSantander Securities LLCWells Fargo Clearing Services, LLC09-27-2018
Eduardo Francisco TorresJ.P. Morgan Securities LLCForesters Financial Services, Inc.09-27-2018
Andre Arnold MurilloSantander Securities LLCJ.P. Morgan Securities LLC09-25-2018
Michael Thomas RussoMillstone Financial GroupPark Avenue Securities LLC09-25-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Janine WallaceWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-24-2018
Wally Charles JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-21-2018
Anthony Louis D Arminio Jr.Purshe Kaplan Sterling InvestmentsSummit Equities, Inc.$2509-20-2018
Chunhua XinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-20-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Manuel RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-19-2018
Patrick Frank Watson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
Miri Y UptonSecurities America, Inc.Equity Services, Inc.$5009-17-2018
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Showing 176 to 200 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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