Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracey Sue LawrenceSecurities America, Inc.Equity Services, Inc.$109-17-2018
Barata Jahmal ArthurCitizens Securities, Inc.J.P. Morgan Securities LLC$2509-14-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Stephen Kenneth BrandtAeon Capital IncWynston Hill Capital, LLC$2509-14-2018
Joseph Charles Heverin Jr.The Investment Center, Inc.Woodbury Financial Services, Inc.$2509-13-2018
Stephen Hans LuzCUNA Brokerage Services, Inc.Kestra Investment Services, LLC09-13-2018
Nancy Y VandergootJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-12-2018
Jennifer Blake KaraczunVALIC Financial Advisors, Inc.Next Financial Group, Inc.$2509-10-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Christopher Joseph DevineRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
Gerard Russell RabadeauRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15009-07-2018
James Peter DzwilewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.09-07-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
Russell Gerard RabadeauRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
Malik Ikeem WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation09-06-2018
David ManningStifel Nicolaus & Co.Wells Fargo Advisors$14009-04-2018
David William ManningStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-31-2018
Dominic D'Angelo GarciaPrivate Advisor Group, LLCMorgan Stanley08-31-2018
Danielle BrunoM&T Securities, Inc.PFS Investments Inc.08-29-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Joshua LeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-27-2018
William Gregory MurySantander Securities LLCAXA Advisors, LLC$10008-27-2018
Michael J. Giblin Jr.Securian Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2018
Dennis Rex SkillmanLPL Financial LLCCadaret, Grant & Co., Inc.08-22-2018
John MossaLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
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Showing 201 to 225 of 5,427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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