Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dimitri Nikitas RassiasJ.P. Morgan Securities LLCUBS Financial Services Inc.12-19-2019
Thomas M ShearerMorgan StanleyGoldman Sachs & Co.12-19-2019
Robert Gerard HermansenLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-17-2019
David Elroy RobersonLPL Financial LLCRaymond James & Associates, Inc.12-17-2019
Brian S. BoffaCambridge Investment Research, Inc.Royal Alliance Associates, Inc.12-16-2019
Christopher Walter EblePruco Securities, LLC.Citigroup Global Markets Inc.12-16-2019
Wesley J DickinsonUBS Financial Services Inc.GFI Securities LLC12-16-2019
Stephen Thomas GreggPruco Securities, LLC.VALIC Financial Advisors, Inc.12-12-2019
Dean Robert NovinCentaurus Financial, Inc.Cetera Advisor Networks LLC12-11-2019
Jasmine MuhammadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2019
John Carl FeeneyLincoln InvestmentAXA Advisors, LLC12-10-2019
Fernando Enrique DagerMML Investors Services, LLCDavid Lerner Associates, Inc.12-10-2019
Anthony PicinichKolinsky Wealth Management, LLCAP Business Services LLC12-10-2019
Joseph Nelson GaragozzoCetera Advisor Networks LLCRoyal Alliance Associates, Inc.12-09-2019
Charles Calogero LociceroPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Keith Lamor LatimerAmeriprise Financial Services, LLCThe Investment Center, Inc.$2512-05-2019
Susan Han Suk TritschPark Avenue Securities LLCNYLIFE Securities LLC12-05-2019
Michelle Da Silva PereiraSantander Securities LLCJ.P. Morgan Securities LLC12-04-2019
Monika ZuhanSantander Securities LLCJ.P. Morgan Securities LLC12-04-2019
Charles CatapanoCalton & Associates, Inc.Newbridge Securities Corporation$5012-03-2019
James Herman RiceCalton & Associates, Inc.Newbridge Securities Corporation12-03-2019
Pamela Ann TraceyKestra Investment Services, LLCSaxony Securities, Inc.12-02-2019
Thomas Vincent DeeganNYLIFE Securities LLCJ.P. Morgan Securities LLC12-02-2019
Matthew Joseph YoffredoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
William Thomas RabbittPrivate Advisor Group, LLCPrivate Capital Group, LLC11-27-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.