Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
William Gregory MurySantander Securities LLCAXA Advisors, LLC$10008-27-2018
Kevin Daniel GalazinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-16-2018
Carol Pfeiffer DoyleNext Financial Group, Inc.AXA Advisors, LLC04-26-2018
Anthony Yulo PobladorSecurities America, Inc.AXA Advisors, LLC$103-29-2018
Frank James Howard Jr.Strategic Advisers LLCAXA Advisors, LLC01-09-2018
Gabriel Aaron ToledoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-15-2017
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
Nicholas Louis LeightonUBS Financial Services Inc.AXA Advisors, LLC10-17-2017
Jeremy Estes HamptonWells Fargo Clearing Services, LLCAXA Advisors, LLC10-10-2017
Gregory Jonathan Miller Jr.GWN Securities Inc.AXA Advisors, LLC$108-25-2017
Christopher Ronald AcquavivaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2017
Yusufali Fidahussein MusajiMML Investors Services, LLCAXA Advisors, LLC07-26-2017
Douglas Eugene KellerChelsea Financial ServicesAXA Advisors, LLC06-23-2017
Monica Rani RoquitteMML Investors Services, LLCAXA Advisors, LLC06-23-2017
Ryan Christopher KellerChelsea Financial ServicesAXA Advisors, LLC06-23-2017
Kieran John BrennanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-31-2017
Connor FlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2017
Michael John MarescaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2017
Christopher WilliamsUBS Financial Services Inc.AXA Advisors, LLC01-23-2017
James Matthew RichUnited Capital Financial AdvisersAXA Advisors, LLC12-19-2016
Dylan FinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-30-2016
Next Page »

Showing 1 to 25 of 148 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.