Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron William GriswoldJ.P. Morgan Securities LLCAXA Advisors, LLC10-10-2012
Adam J SkotHornor, Townsend & Kent, LLCAXA Advisors, LLC09-30-2013
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Adam ZielinskiCommonwealth Financial NetworkAXA Advisors, LLC$10011-19-2018
Ahmad AbdoPNC InvestmentsAXA Advisors, LLC07-08-2010
Akhil BhatiaPNC InvestmentsAXA Advisors, LLC07-12-2016
Alan David RagovinHorter Investment Management, LLCAXA Advisors, LLC03-05-2014
Alexander Charles BorsukAmeriprise Financial Services, Inc.AXA Advisors, LLC$10003-02-2012
Alexandra AramburuRBC Capital Markets, LLCAXA Advisors, LLC11-25-2019
Alfred J. TolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10002-19-2010
Amine Michael KhaterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC02-12-2013
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
Anil Mathurbhai BhaktaPark Avenue Securities LLCAXA Advisors, LLC07-29-2010
Anthony Michael CacaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10006-17-2014
Anthony Michael RoegiersPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Anthony Paul AbruzzoNew England SecuritiesAXA Advisors, LLC09-30-2013
Anthony PersaudHSBC Securities (USA) Inc.AXA Advisors, LLC$10008-10-2009
Arjay Sy IgnacioSecurian Financial Services, Inc.AXA Advisors, LLC$50007-02-2015
Brad Kenneth HeindelM Holdings Securities, Inc.AXA Advisors, LLC$25002-22-2012
Brandon Lawrence JacksonUBS Financial Services Inc.AXA Advisors, LLC08-17-2015
Brent Matthew SerinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-11-2017
Brian ShermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-21-2014
Bryan James BaccaroAllstate Financial Services, LLCAXA Advisors, LLC06-03-2019
Bryan Oscar EberleLPL Financial LLCAXA Advisors, LLC10-31-2011
Bryan Oscar EberleSecurities America, Inc.AXA Advisors, LLC04-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.