Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Alan CohenFirst Standard Financial Company LLCAmeriprise Financial Services, Inc.$10006-01-2016
Alan Wayne CohenSummit Brokerage Services, Inc.Ameriprise Financial Services, Inc.$24007-22-2010
Andrew James LeichtLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$20010-26-2016
Anthony Trevor SantolociNiagara International Capital LimitedAmeriprise Financial Services, Inc.05-31-2017
Bernadette Marie StroutGitterman Wealth Management, LLCAmeriprise Financial Services, Inc.01-17-2012
Bobbie Marie SiemersLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Brandon Jeremy KapeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$25108-05-2016
Brian A. EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$25005-22-2018
Brian McDaidSecurities America, Inc.Ameriprise Financial Services, Inc.$7907-24-2015
Bruce Geoffrey WainUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-28-2014
Carolyn Marie HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10007-25-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Chris PlechyStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$14107-10-2015
Christopher George WernerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.08-16-2013
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$50002-22-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
Craig Russ, Robert FurciatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$8311-14-2011
Curtis Donald WhiteChase Investment Services Corp.Ameriprise Financial Services, Inc.05-17-2010
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$10004-06-2010
Daniel Garrett FurnbackWorld Equity Group, Inc.Ameriprise Financial Services, Inc.09-21-2012
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, Inc.06-17-2016
Daniel J. MonziLPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Daniel Owen BarsnicaTFS Securities, Inc.Ameriprise Financial Services, Inc.$50003-15-2012
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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