Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Alan CohenFirst Standard Financial Company LLCAmeriprise Financial Services, Inc.$10006-01-2016
Andrew James LeichtLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$20010-26-2016
Brandon Jeremy KapeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$25108-05-2016
Brian A. EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Carolyn Marie HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-25-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$5002-22-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
Craig RussGladstone AdvisorsAmeriprise Financial Services, Inc.$6002-08-2019
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$15004-06-2010
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, Inc.06-17-2016
Daniel Owen BarsnicaTFS Securities, Inc.Ameriprise Financial Services, Inc.$5003-15-2012
Daniel William CliffordWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
David Charles FerrellLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, Inc.06-07-2019
Diane J. HartFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.06-24-2013
Edgar RosasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-18-2015
Edward Leo Bayarski Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$15011-11-2011
Eric Howard KodishUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.10-07-2016
Eric Vaughn SlussLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2017
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, Inc.$2501-17-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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