Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert RafanoRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-12-2020
Matthew GarberRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-06-2020
Vladislav Krubich Tony MayoLPL Financial LLCAmeriprise Financial Services, LLC12-13-2013
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Peter William LeistCadaret, Grant & Co., Inc.Ameriprise Financial Services, LLC09-10-2020
Ira Jay KrulikLPL Financial LLCAmeriprise Financial Services, LLC09-03-2020
Robert RafanoRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-12-2020
Matthew H GarberRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-06-2020
Rashid RamizCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-05-2020
Saji PhilipLPL Financial LLCAmeriprise Financial Services, LLC04-28-2020
Robert Roscoe WadeCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-20-2020
Anthony Nicholas CarusoLPL Financial LLCAmeriprise Financial Services, LLC02-14-2020
Fredric Charles WoloshinLincoln Financial Advisors CorporationAmeriprise Financial Services, LLC02-05-2020
Robert John RichardsCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Heather Beth BaroneCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-24-2019
Evasio Rosales CagandeWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, LLC11-06-2019
Steven Mark GoldsmithLPL Financial LLCAmeriprise Financial Services, LLC10-23-2019
Nathan Scott PuglieseSummit Financial, LLCAmeriprise Financial Services, LLC09-10-2019
Maria Lee BlessingMuriel Siebert & Co., Inc.Ameriprise Financial Services, LLC08-27-2019
Harpreet Singh MangatPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-24-2019
Vincent Michael ZaccariaCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-20-2019
Tibor Richard Dani JrWealthness LLCAmeriprise Financial Services, LLC06-07-2019
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, LLC06-07-2019
Richard KnuthSantander Securities LLCAmeriprise Financial Services, LLC05-22-2019
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.