Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick William ManionUBS Financial Services Inc.Cetera Investment Services LLC04-30-2018
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$104-19-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Robert BishoppINVESTMENT PROFESSIONALS, INC.Cetera Investment Services LLC01-25-2017
Thomas Dennis MartinM&T Securities, Inc.Cetera Investment Services LLC01-09-2017
Peter Lloyd StoneSecurian Financial Services, Inc.Cetera Investment Services LLC07-26-2016
Brian Edward ReillyMorgan StanleyCetera Investment Services LLC12-23-2015
Rodney Hughes MccallumBB&T Investment Services, Inc.Cetera Investment Services LLC11-01-2015
Isabel Maria Rodrigues-PauloMetLife Securities Inc.Cetera Investment Services LLC05-29-2015
Sean Taylor BuckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC04-20-2015
Steven Kris WangQualiVest Advisors, LLCCetera Investment Services LLC11-25-2014
Darrin Michael BradleyMetLife Securities Inc.Cetera Investment Services LLC08-15-2014
Craig Hanson CurtissMorgan StanleyCetera Investment Services LLC07-16-2013
Donna Santangelo ClevelandTD Wealth Management Services Inc.Cetera Investment Services LLC11-17-2009
James Loren BurnsTD Wealth Management Services Inc.Cetera Investment Services LLC11-17-2009
Joseph M GalimidiLPL Financial LLCCetera Investment Services LLC10-13-2009
Nikolas V. ButkovR. Seelaus & Co., Inc.Cetera Investment Services LLC08-01-2009

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.