Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Alberto GorisSantander Securities LLCChase Investment Services Corp.12-10-2012
Naim C MabryUBS Financial Services Inc.Chase Investment Services Corp.10-08-2012
Eric Steven HasrieSantander Securities LLCChase Investment Services Corp.09-26-2012
Raheel HussainWells Fargo Clearing Services, LLCChase Investment Services Corp.09-25-2012
Michael Philip HadererFarmers Financial Solutions, LLCChase Investment Services Corp.08-14-2012
Abraham A. MizrahiCapital One Investment Services LLCChase Investment Services Corp.07-23-2012
Monika SantosFidelity Brokerage Services LLCChase Investment Services Corp.07-09-2012
Janet D MosesWells Fargo Clearing Services, LLCChase Investment Services Corp.$10007-02-2012
Jason Michael WilkLPL Financial LLCChase Investment Services Corp.05-21-2012
Kenneth A KorwinWells Fargo Clearing Services, LLCChase Investment Services Corp.05-04-2012
Paul W DavisPNC InvestmentsChase Investment Services Corp.04-25-2012
Nicholas Edward CaronCitizens Securities, Inc.Chase Investment Services Corp.03-06-2012
Roberto Luis CalzadillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10002-01-2012
Tatiana NovozhilovaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-30-2012
Ira Eugene TemchinEssex National Securities, LLCChase Investment Services Corp.$5001-27-2012
Christine FroleAmeriprise Financial Services, LLCChase Investment Services Corp.$2512-07-2011
Lyuba N. LockettMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-01-2011
Robert Burnham LavertyWells Fargo Clearing Services, LLCChase Investment Services Corp.11-28-2011
Rajni MalikMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-25-2011
Luz Sidny MercadoWells Fargo Clearing Services, LLCChase Investment Services Corp.11-17-2011
Manoj Pataudi MudgalMorgan StanleyChase Investment Services Corp.11-04-2011
Lynn A KellarLPL Financial LLCChase Investment Services Corp.10-28-2011
Chad Allan PapanierPNC InvestmentsChase Investment Services Corp.10-06-2011
Israel EpsteinWells Fargo Clearing Services, LLCChase Investment Services Corp.08-11-2011
Alexander J. PritskerPNC InvestmentsChase Investment Services Corp.08-08-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.