Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monika SantosFidelity Brokerage Services LLCChase Investment Services Corp.07-09-2012
Saumya Ann DanielCitigroup Global Markets Inc.Chase Investment Services Corp.04-30-2012
Nicholas Anthony PattiWells Fargo Clearing Services, LLCChase Investment Services Corp.01-27-2012
Christine FroleAmeriprise Financial Services, LLCChase Investment Services Corp.12-07-2011
Brian Scott KaplanFidelity Brokerage Services LLCChase Investment Services Corp.07-18-2011
John Kevin Mccormack JrWells Fargo Clearing Services, LLCChase Investment Services Corp.$5006-30-2011
Jeffrey Michael TernyilaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
Russell Ose Adade RobinsonPNC InvestmentsChase Investment Services Corp.05-02-2011
Scott Jeffrey WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-29-2010
Curtis Donald WhiteAmeriprise Financial Services, LLCChase Investment Services Corp.$10011-08-2010
Michael LewandoskiCetera Financial Specialists LLCChase Investment Services Corp.10-04-2010
Lucien Emanuel PhilippeWells Fargo Clearing Services, LLCChase Investment Services Corp.10-01-2010
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.05-03-2010
Thomas Reilly RiordanWells Fargo Clearing Services, LLCChase Investment Services Corp.$5001-29-2010
Dave Raphael LallaLPL Financial LLCChase Investment Services Corp.12-11-2009
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$15007-06-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.