Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Alberto GorisSantander Securities LLCChase Investment Services Corp.12-10-2012
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
Naim C MabryUBS Financial Services Inc.Chase Investment Services Corp.10-08-2012
Eric Steven HasrieSantander Securities LLCChase Investment Services Corp.09-26-2012
Raheel HussainWells Fargo Clearing Services, LLCChase Investment Services Corp.09-25-2012
Michael Philip HadererFarmers Financial Solutions, LLCChase Investment Services Corp.08-14-2012
Abraham A. MizrahiCapital One Investment Services LLCChase Investment Services Corp.07-23-2012
Jason Michael WilkLPL Financial LLCChase Investment Services Corp.05-21-2012
Kenneth A KorwinWells Fargo Clearing Services, LLCChase Investment Services Corp.05-04-2012
Paul William DavisPNC InvestmentsChase Investment Services Corp.04-25-2012
Nicholas Edward CaronCitizens Securities, Inc.Chase Investment Services Corp.03-06-2012
Tatiana NovozhilovaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-30-2012
Ira Eugene TemchinEssex National Securities, LLCChase Investment Services Corp.01-27-2012
Christine FroleAmeriprise Financial Services, Inc.Chase Investment Services Corp.$112-07-2011
Lyuba N LockettMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-01-2011
Robert Burnham LavertyWells Fargo Clearing Services, LLCChase Investment Services Corp.11-28-2011
Rajni MalikMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-25-2011
Luz Sidny MercadoWells Fargo Clearing Services, LLCChase Investment Services Corp.11-17-2011
Manoj Pataudi MudgalMorgan StanleyChase Investment Services Corp.11-04-2011
Lynn A KellarLPL Financial LLCChase Investment Services Corp.10-28-2011
Chad Allan PapanierPNC InvestmentsChase Investment Services Corp.10-06-2011
Israel EpsteinWells Fargo Clearing Services, LLCChase Investment Services Corp.08-11-2011
Alexander Jacob PritskerPNC InvestmentsChase Investment Services Corp.08-08-2011
Raymond Ortiz IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-18-2011
John Kevin Mccormack Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.$5006-30-2011
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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