Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert Frost, Bradley Stephen SalerUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-08-2009
Christopher J DorsiRBC Capital Markets, LLCCitigroup Global Markets Inc.$2501-08-2009
Henry Paul SobotkaUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-09-2009
Joseph Gregory BauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-09-2009
Joseph Charles WatsonJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15001-15-2009
Robert Francis Farrell Jr.Janney Montgomery Scott LLCCitigroup Global Markets Inc.$15001-16-2009
Daniel N. GottliebUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-16-2009
Robert Walter Hoey, John Martin Kirsch Jr.Janney Montgomery Scott LLCCitigroup Global Markets Inc.$10001-16-2009
Terence Robert McMahonUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-16-2009
Robert Neil ShulmanJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5001-16-2009
Mark James DuffyJanney Montgomery Scott LLCCitigroup Global Markets Inc.01-16-2009
John Joseph DoughertyJanney Montgomery Scott LLCCitigroup Global Markets Inc.01-16-2009
Rick Spyro KirkinisUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-30-2009
David Paul MurphyUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-30-2009
Steven Wayne TorricoUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-05-2009
John Charles O'KeeffeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-12-2009
Matthew Bert LibienWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2009
Paul Allan McFeeleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$2502-13-2009
Kenneth Joseph FitzpatrickRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-20-2009
Robert Gerard SchmidtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Patrick Michael PacilloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Richard Barry KatzRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-27-2009
Michael John GrazianoUBS Financial Services Inc.Citigroup Global Markets Inc.02-27-2009
Mark Howard ShottlandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-06-2009
Edward Michael SkarbnikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
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Showing 1 to 25 of 284 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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